Statement of Changes in Beneficial Ownership (4)
January 03 2022 - 04:07PM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instruction
1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person *
Killeen Patrick M |
2. Issuer Name and Ticker or Trading
Symbol BRYN MAWR BANK CORP [ BMTC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Risk Officer of BMTC |
|
(Last)
(First)
(Middle)
BRYN MAWR BANK CORPORATION, 801 LANCASTER AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/31/2021
|
|
(Street)
BRYN MAWR, PA 19010
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
1/1/2022 |
|
D |
|
2810 |
D |
(1) |
0 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Restricted Stock Units |
(2) |
12/31/2021 |
|
D |
|
|
993 |
(2) |
(2) |
Common Stock |
993.0 |
$46.50 (3) |
0 |
D |
|
|
Restricted Stock Units |
(2) |
12/31/2021 |
|
D |
|
|
1210 |
(2) |
(2) |
Common Stock |
1210.0 |
$46.50 (3) |
0 |
D |
|
|
Restricted Stock Units |
(2) |
12/31/2021 |
|
D |
|
|
1291 |
(2) |
(2) |
Common Stock |
1291.0 |
$46.50 (3) |
0 |
D |
|
| Explanation of
Responses: |
| (1) |
Pursuant to the terms of
that certain Agreement and Plan of Merger entered into as of March
9, 2021, (the "Merger"), between Bryn Mawr Bank Corporation (the
"Issuer") and WSFS Financial Corporation ("WSFS"), at the effective
time of the Merger (the "Effective Time"), each share of Issuer's
common stock issued and outstanding immediately prior to the
Effective Time, subject to certain exceptions, converted into the
right to receive, without interest, 0.90 of a share of WSFS common
stock. |
| (2) |
Reflects surrender of
time-based restricted stock units by the Reporting
Person. |
| (3) |
These restricted stock units
were surrendered in exchange for a cash payment representing $46.50
for each unit surrendered, including the value of certain accrued
dividends. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Killeen Patrick M
BRYN MAWR BANK CORPORATION
801 LANCASTER AVENUE
BRYN MAWR, PA 19010 |
|
|
Chief Risk Officer of BMTC |
|
Signatures
|
|
/s/ Lori Goldman,
Attorney-in-Fact |
|
1/3/2022 |
| **Signature of
Reporting Person |
Date |
Bryn Mawr Bank (NASDAQ:BMTC)
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