Amended Statement of Beneficial Ownership (3/a)
May 22 2020 - 4:43PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Schmitz Thomas David |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/15/2020
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3. Issuer Name and Ticker or Trading Symbol
BEACON ROOFING SUPPLY INC [BECN]
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(Last)
(First)
(Middle)
505 HUNTMAR PARK DR, SUITE 300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Interim Chief Acct. Officer / |
(Street)
HERNDON, VA 20170
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 5/18/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to buy) (1) | (2) | 6/7/2020 | Common Stock, $0.01 Par Value | 1600.00 | $28.64 | D | |
Stock Options (Right to buy) (1) | (2) | 6/7/2020 | Common Stock, $0.01 Par Value | 1021.00 | $37.89 | D | |
Stock Options (Right to buy) (1) | (2) | 6/7/2020 | Common Stock, $0.01 Par Value | 2111.00 | $47.40 | D | |
Stock Options (Right to buy) (1) | (2) | 6/7/2020 | Common Stock, $0.01 Par Value | 1629.00 | $55.17 | D | |
Stock Options (Right to buy) (1) | (2) | 6/7/2020 | Common Stock, $0.01 Par Value | 1429.00 | $27.26 | D | |
Explanation of Responses: |
(1) | This line was inadvertently omitted from the original Form 3 filed on May 18, 2020. |
(2) | The stock options are fully vested. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Schmitz Thomas David 505 HUNTMAR PARK DR SUITE 300 HERNDON, VA 20170 |
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| Interim Chief Acct. Officer |
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Signatures
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/s/ Thomas D. Schmitz | | 5/22/2020 |
**Signature of Reporting Person | Date |
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