Statement of Changes in Beneficial Ownership (4)
January 22 2021 - 5:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Williams Douglas Lloyd |
2. Issuer Name and Ticker or Trading Symbol
Atlantic Capital Bancshares, Inc.
[
ACBI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PRESIDENT & CEO |
(Last)
(First)
(Middle)
945 EAST PACES FERRY ROAD NE, SUITE 1600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/20/2021 |
(Street)
ATLANTA, GA 30326
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/20/2021 | | A | | 12088 (1) | A | $0 | 256775 | D | |
Common Stock | 1/20/2021 | | F | | 4279 (2) | D | $17.31 | 252496 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents the number of shares of common stock that vested on January 20, 2021, pursuant to performance-based restricted stock awards granted April 25,2018. |
(2) | Represents the number of shares of common stock withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of an aggregate of 12,088 shares of common stock on January 20,2021, pursuant to performance-based restricted stock awards granted April 25, 2018. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Williams Douglas Lloyd 945 EAST PACES FERRY ROAD NE SUITE 1600 ATLANTA, GA 30326 | X |
| PRESIDENT & CEO |
|
Signatures
|
/s/ Jennifer Boyd, Attorney-in-Fact | | 1/22/2021 |
**Signature of Reporting Person | Date |
Atlantic Capital Bancsha... (NASDAQ:ACBI)
Historical Stock Chart
From Aug 2024 to Sep 2024
Atlantic Capital Bancsha... (NASDAQ:ACBI)
Historical Stock Chart
From Sep 2023 to Sep 2024