Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
May 12 2022 - 1:37PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form
N-SAR ☐ Form N-CSR
For Period
Ended: 3/31/2022
☐
Transition Report on Form 10-K
☐
Transition Report on Form 20-F
☐
Transition Report on Form 11-K
☐
Transition Report on Form 10-Q
☐
Transition Report on Form N-SAR
For the
Transition Period Ended: n/a
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
If the
notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
PART
I -- REGISTRANT INFORMATION
Applied
UV, Inc.
Full
Name of Registrant
Former
Name if Applicable
150
N. Macquesten Parkway
Address
of Principal Executive Office (Street and Number)
Mount
Vernon, NY 10550
City,
State and Zip Code
PART II -- RULES 12b-25(b) AND (c)
If the
subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
|
(a) |
The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
|
|
|
☒ |
(b) |
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed
due date; and |
|
|
|
|
(c) |
The
accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART
III -- NARRATIVE
State below
in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed
within the prescribed time period.
The Company’s
Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2022 cannot be filed within the prescribed time period because
the Company requires additional time to prepare and review its financial statements to ensure adequate disclosure of the financial information
required to be included in the Form 10-Q. The Company’s Quarterly Report on Form 10-Q will be filed on or before the 5th calendar
day following the prescribed due date.
PART
IV -- OTHER INFORMATION
(1) Name
and telephone number of person to contact in regard to this notification
Michael Riccio |
914 |
665-6100 |
(Name) |
(Area Code) |
(Telephone Number) |
(2) Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If answer is no, identify report(s).
Yes
☒ No ☐
(3) Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion thereof?
Yes ☐ No ☒
If so,
attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
Applied
UV, Inc.
(Name
of Registrant as Specified in Charter)
has caused
this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: 05/12/2022 |
|
/s/ Michael Riccio |
|
|
Chief Financial Officer |
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