Current Report Filing (8-k)
July 24 2019 - 4:50PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 22, 2019
Applied Materials, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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000-06920
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94-1655526
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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3050 Bowers Avenue
P.O. Box 58039
Santa
Clara, CA
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95052-8039
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
1-408-727-5555
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the
Form 8-K
filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to
Rule 14a-12
under the Exchange Act
(17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to
Rule 14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to
Rule 13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Trading Symbol
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Name of Each Exchange on Which Registered
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Common Stock, par value $.01 per share
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AMAT
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
On July 22, 2019, the Board of Directors (the Board) of Applied Materials,
Inc. (Applied) appointed Yvonne McGill to serve as a member of the Board and as a member of the Audit Committee of the Board, effective immediately.
Upon Ms. McGills appointment to the Board, she will receive the standard compensation applicable to
non-employee
directors: (1) an annual retainer of $70,000 (prorated based on her service during the fiscal year), (2) an additional annual retainer of $25,000 for her service on the Audit Committee
(prorated based on her service during the fiscal year) and (3) an automatic grant of a number of restricted stock units equal to $225,000, divided by the market value of Applied common stock on the date of her appointment, and prorated based on
the period beginning on the date of Ms. McGills appointment and ending on the date of the 2020 Annual Meeting of Shareholders. The restricted stock units are scheduled to vest in full on March 1, 2020, subject to
Ms. McGills continued service as a director through that date.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Applied Materials, Inc.
(Registrant)
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Dated: July 24, 2019
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By:
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/s/ Christina Y. Lai
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Christina Y. Lai
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Corporate Secretary
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