Statement of Changes in Beneficial Ownership (4)
July 11 2022 - 7:25PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HENNESSY JOHN L |
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc.
[
GOOG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/11/2022 |
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class C Capital Stock | 7/11/2022 | | S | | 2 | D | $2329.83 | 263 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 1 | D | $2335.70 | 262 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 4 | D | $2337.26 | 258 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 2 | D | $2342.54 | 256 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 4 | D | $2345.4875 | 252 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 4 | D | $2347.6175 | 248 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 6 | D | $2350.7466 | 242 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 2 | D | $2351.71 | 240 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 2 | D | $2354.26 | 238 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 2 | D | $2355.47 | 236 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 1 | D | $2371.45 | 235 | I | By Trust |
Class C Capital Stock | 7/11/2022 | | S | | 2 | D | $2360.73 | 233 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2312.84 | 1925 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 5 | D | $2318.572 | 1920 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2319.45 | 1918 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2321.545 | 1916 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2324.335 | 1914 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 8 | D | $2326.255 | 1906 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2327.67 | 1904 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2329.135 | 1902 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2330.57 | 1900 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2333.405 | 1898 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 3 | D | $2334.438 | 1895 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 3 | D | $2335.801 | 1892 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2337.03 | 1890 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2339.415 | 1888 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2340.42 | 1886 | I | By Trust |
Class A Common Stock | 7/11/2022 | | S | | 2 | D | $2358.55 | 1884 | I | By Trust |
Class C Capital Stock | | | | | | | | 107 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HENNESSY JOHN L C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW, CA 94043 | X |
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Signatures
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/s/ Valentina Margulis, as Attorney-in-Fact for John L. Hennessy | | 7/11/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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