Current Report Filing (8-k)
September 28 2022 - 05:37PM
Edgar (US Regulatory)
false 0001888654 0001888654 2022-09-28
2022-09-28
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 or 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
September 28, 2022
5E Advanced Materials, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-41279 |
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87-3426517 |
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(State or other jurisdiction
of Incorporation)
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(Commission
file number)
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(I.R.S. Employer
Identification No.)
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19500 State Highway 249, Suite 125,
Houston, Texas 77070 |
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(Address of principal executive
offices, zip code) |
Registrant’s telephone number, including area code: (346)
439-9656
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
Written communication pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock |
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FEAM |
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Nasdaq Global Select
Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
| Item 5.02. |
Departure of Directors or Principal Officers; Election of
Directors; Appointment of Principal Officers.
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Departure of Henri
Tausch
On September 28, 2022, the Board of Directors (the “Board”) of
5E Advanced Materials, Inc. (“5E” or the “Company”) accepted the
resignation of Henri Tausch as President and Chief Executive
Officer and as a member of the Board, effective as of
October 31, 2022.
Mr. Tausch’s decision
to resign as Chief Executive Officer and
from the Board was not related to any disagreements with the
Company on any matter relating to its operations, policies or
practices or any issues regarding financial disclosures, accounting
or legal matters.
Search for CEO
Replacement
The Board is engaged in a search and review of permanent Chief
Executive Officer Candidates. In the interim, Mr. Anthony Hall
will lead the Company effective November 1, 2022 until the
appointment of a new CEO is confirmed.
| Item 7.01. |
Regulation FD Disclosure.
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On September 28, 2022, the Company issued a press release
announcing the management and Board changes described in Item 5.02
of this Current Report on Form 8-K, a copy of which is attached as
Exhibit 99.1 hereto.
The information in this Item 7.01 of this Current Report on Form
8-K, including Exhibit
99.1, is being furnished pursuant to Item 7.01 and shall not be
deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, nor shall it be deemed
incorporated by reference in any filing under the Securities
Act of 1933, as amended, or the Exchange Act, whether made
before or after the date hereof, except as expressly set forth by
specific reference in such filing to this item of this report.
| Item 9.01. |
Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
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| 5E Advanced Materials, Inc. |
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/s/ Paul Weibel
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Paul Weibel |
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Chief Financial Officer |
Date: September 28, 2022
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