FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Incanno Salvatore
2. Issuer Name and Ticker or Trading Symbol

SIFCO INDUSTRIES INC [ SIF ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
VP of Finance & CFO
(Last)          (First)          (Middle)

970 E. 64TH STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

5/31/2017
(Street)

CLEVELAND, OH 44103
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
SIFCO Industries, Inc. Common Stock   5/31/2017     M (1)    3572   A $0.00   5949   D    
SIFCO Industries, Inc. Common Stock   5/31/2017     F (2)    1213   D $7.58   4736   D    
SIFCO Industries, Inc. Common Stock                  6230   (3) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Bonus Unit   (4)   (2) 5/31/2017     M   (1)       3572      (5)   (5) SIFCO Industries, Inc. Common Stock   3572   $0.00   0   D    

Explanation of Responses:
(1)  Vesting of bonus units into shares of common stock.
(2)  The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes).
(3)  On January 9, 2017, 6,230 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restriction to lapse on the day immediately preceding the three year anniversary date of such award.
(4)  Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock.
(5)  The bonus units vested in approximately equal installments on November 30, 2016 and May 31, 2017.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Incanno Salvatore
970 E. 64TH STREET
CLEVELAND, OH 44103


VP of Finance & CFO

Signatures
/s/ Elizabeth Button - by power of attorney 6/1/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Sifco Industries (AMEX:SIF)
Historical Stock Chart
From Sep 2024 to Oct 2024 Click Here for more Sifco Industries Charts.
Sifco Industries (AMEX:SIF)
Historical Stock Chart
From Oct 2023 to Oct 2024 Click Here for more Sifco Industries Charts.