Statement of Changes in Beneficial Ownership (4)
September 22 2022 - 05:10PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Grimes R.
Keith |
2. Issuer Name and Ticker or Trading
Symbol HOUSTON AMERICAN ENERGY CORP [ HUSA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
40070 WILDLIFE RUN |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/20/2022
|
(Street)
HEMPSTEAD, TX 77445
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
|
|
|
|
|
|
|
30000 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy) |
$3.84 |
|
|
|
|
|
|
12/11/2013 |
6/11/2023 |
Common Stock |
2000 |
|
2000 |
D |
|
Stock Option (Right to Buy) |
$5.19 |
|
|
|
|
|
|
12/10/2014 |
6/10/2024 |
Common Stock |
4000 |
|
4000 |
D |
|
Stock Option (Right to Buy) |
$2.54 |
|
|
|
|
|
|
12/9/2015 |
6/9/2025 |
Common Stock |
4000 |
|
4000 |
D |
|
Stock Option (Right to Buy) |
$2.75 |
|
|
|
|
|
|
12/7/2016 |
6/7/2026 |
Common Stock |
4000 |
|
4000 |
D |
|
Stock Option (Right to Buy) |
$2.75 |
|
|
|
|
|
|
6/7/2017 |
6/7/2026 |
Common Stock |
12000 |
|
12000 |
D |
|
Stock Option (Right to Buy) |
$6.06 |
|
|
|
|
|
|
3/6/2018 |
9/6/2027 |
Common Stock |
4000 |
|
4000 |
D |
|
Stock Option (Right to Buy) |
$3.03 |
|
|
|
|
|
|
12/5/2018 |
6/5/2028 |
Common Stock |
4000 |
|
4000 |
D |
|
Stock Option (Right to Buy) |
$2.71 |
|
|
|
|
|
|
12/13/2019 |
6/13/2029 |
Common Stock |
4000 |
|
4000 |
D |
|
Stock Option (Right to Buy) |
$1.61 |
|
|
|
|
|
|
1/17/2021 |
7/17/2030 |
Common Stock |
4000 |
|
4000 |
D |
|
Stock Option (Right to Buy) |
$1.77 |
|
|
|
|
|
|
1/22/2022 |
7/22/2031 |
Common Stock |
20000 |
|
20000 |
D |
|
Stock Option (Right to Buy) |
$3.91 |
9/20/2022 |
|
A |
|
20000 |
|
4/20/2023 (1) |
9/20/2032 |
Common Stock |
20000 |
$0 |
20000 |
D |
|
Explanation of
Responses: |
(1) |
The options were granted on
September 20, 2022 and are exercisable six months from the date of
grant, subject to vesting. The option vests 20% on the date of
grant and 80% nine months from the date of grant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Grimes R. Keith
40070 WILDLIFE RUN
HEMPSTEAD, TX 77445 |
X |
|
|
|
Signatures
|
Keith Grimes |
|
9/22/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Houston American Energy (AMEX:HUSA)
Historical Stock Chart
From May 2023 to Jun 2023
Houston American Energy (AMEX:HUSA)
Historical Stock Chart
From Jun 2022 to Jun 2023