Statement of Changes in Beneficial Ownership (4)
December 18 2019 - 4:54PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
O'Donovan Terrence James |
2. Issuer Name and Ticker or Trading Symbol
CORE MOLDING TECHNOLOGIES INC
[
CMT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Marketing and Sales |
(Last)
(First)
(Middle)
CORE MOLDING TECHNOLOGIES, INC., 800 MANOR PARK DR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/12/2019 |
(Street)
COLUMBUS, OH 43228
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/12/2019 | | F(1) | | 2649 | D | $7.93 | 115837 | D | |
Common Stock | 5/17/2019 | | F(1) | | 1611 | D | $7.65 | 114226 | D | |
Common Stock | 11/8/2019 | | F(1) | | 1743 | D | $5.895 | 112483 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares of restricted stock withheld to satisfy the executive's tax withholding obligation upon vesting of restricted stock. The transaction date is the date the shares vested and the transaction price is equal to the average of the high and low selling price on the vesting date. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
O'Donovan Terrence James CORE MOLDING TECHNOLOGIES, INC. 800 MANOR PARK DR COLUMBUS, OH 43228 |
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| EVP, Marketing and Sales |
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Signatures
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/s/ Michael Del Regno, as attorney-in-fact | | 12/18/2019 |
**Signature of Reporting Person | Date |
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