Amended Statement of Beneficial Ownership (sc 13d/a)
October 11 2022 - 4:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Amarin
Corporation plc
(Name of Issuer)
Ordinary Shares, par value 50 pence per share
(Title of Class of Securities)
023111206
(CUSIP Number)
Mark DiPaolo
Senior Partner, General Counsel
Sarissa Capital Management LP
660 Steamboat Road
Greenwich, CT 06830
203-302-2330
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
October 11, 2022
(Date of Event which Requires Filing of this Statement)
If the filing
person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 023111206 |
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Page
2
of 5 Pages |
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SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON OR I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON Sarissa Capital Management
LP |
2 |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☐ (b) ☐
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3 |
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SEC USE ONLY
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4 |
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SOURCE OF FUNDS
WC |
5 |
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ |
6 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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SOLE VOTING POWER
0 |
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8 |
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SHARED VOTING POWER
24,000,000 |
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9 |
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SOLE DISPOSITIVE POWER
0 |
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10 |
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SHARED DISPOSITIVE POWER
24,000,000 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000,000 |
12 |
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: ☐ |
13 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 5.95% |
14 |
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TYPE OF REPORTING
PERSON PN |
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CUSIP No. 023111206 |
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Page
3
of 5 Pages |
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SCHEDULE 13D |
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1 |
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NAME OF REPORTING PERSON OR I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON Alexander J. Denner,
Ph.D. |
2 |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☐ (b) ☐
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3 |
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SEC USE ONLY
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4 |
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SOURCE OF FUNDS
AF |
5 |
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ |
6 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION United
States |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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SOLE VOTING POWER
0 |
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8 |
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SHARED VOTING POWER
24,000,000 |
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9 |
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SOLE DISPOSITIVE POWER
0 |
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10 |
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SHARED DISPOSITIVE POWER
24,000,000 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000,000 |
12 |
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: ☐ |
13 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 5.95% |
14 |
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TYPE OF REPORTING
PERSON IN |
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CUSIP No. 023111206 |
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Page
4
of 5 Pages |
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SCHEDULE 13D |
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This Amendment No. 3 to Schedule 13D (Amendment No. 3) relates to American Depositary
Shares (ADS(s)), each ADS representing one ordinary share, par value 50 pence per share (the Ordinary Shares), issued by Amarin Corporation plc, a company incorporated under the laws of England and Wales (the
Issuer), and amends the initial statement on Schedule 13D filed with the Securities and Exchange Commission (the SEC) on January 24, 2022 (the Initial Schedule 13D) as amended by Amendment No. 1 to
Schedule 13D filed on June 3, 2022 and Amendment No. 2 to Schedule 13D filed on June 16, 2022 (the Initial Schedule 13D, as so amended, the Schedule 13D) on behalf of the Reporting Persons, to furnish the additional
information set forth herein. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D.
Item 4. Purpose of Transaction. Item 4 of the Schedule 13D is hereby amended to include the following:
On October 11, 2022, Sarissa Capital issued a press release indicating that the Reporting Persons have commenced the process to call
a special meeting of shareholders to remove and replace certain of the Issuers directors. A copy of the press release is attached as Exhibit 3 hereto.
Item 5. Interest in Securities of the Issuer. Item 5(a) of the Schedule 13D is hereby amended and restated as follows:
The Reporting Persons may be deemed to beneficially own, in the aggregate, 24,000,000 Shares representing approximately 5.95% of the outstanding Shares, based
upon the 403,205,514 Shares outstanding as of July 29, 2022, including 403,021,687 ADSs, and 183,827 Ordinary Shares, as set forth in the Form 10-Q of the Issuer filed with the SEC on August 3, 2022.
Item 7. Material to Be Filed as Exhibits. Item 7 of the Schedule 13D is hereby amended to include the following:
Exhibit 3 Press Release, October 11, 2022
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CUSIP No. 023111206 |
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Page
5
of 5 Pages |
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SCHEDULE 13D |
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated: October 11, 2022
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SARISSA CAPITAL MANAGEMENT LP |
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By: |
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/s/ Mark DiPaolo |
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Name: Mark DiPaolo |
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Title: Senior Partner, General Counsel |
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/s/ Alexander J. Denner |
Alexander J. Denner |
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