Statement of Changes in Beneficial Ownership (4)
April 15 2022 - 5:34PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Leatt Christopher James |
2. Issuer Name and Ticker or Trading Symbol
Leatt Corp
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LEAT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
12 KIEPERSOL DRIVE, ATLAS GARDENS, CONTERMANSKLOOF ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/4/2022 |
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(Street)
DURBANVILLE, WESTERN CAPE, T3 7441
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, par value $0.001 per share | 4/4/2022 | | S(1) | | 600 (1) | D | $27.69 | 1981614 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/4/2022 | | S(1) | | 400 (1) | D | $28.00 | 1981214 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/6/2022 | | S(1) | | 1000 (1) | D | $27.23 | 1980214 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/6/2022 | | S(1) | | 1000 (1) | D | $27.01 | 1979214 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/6/2022 | | S(1) | | 600 (1) | D | $27.66 | 1978614 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/6/2022 | | S(1) | | 400 (1) | D | $27.10 | 1978214 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/7/2022 | | S(1) | | 600 (1) | D | $26.76 | 1977614 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/13/2022 | | S(1) | | 500 (1) | D | $26.36 | 1977114 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 4/14/2022 | | S(1) | | 1400 (1) | D | $25.23 | 1975714 (1)(2) | I (2) | See footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents additional sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021, for the sale of up to 200,000 shares of the Issuer's common stock over a 12-month period, in accordance with the timing and manner restrictions set forth in Rule 144 of the Securities Act. As at the reporting date, the Reporting Person has sold an aggregate of 62,900 shares under the trading plan in multiple transactions at prices ranging from $23.72 to $32, inclusive, for an aggregate sale price of $1,701,567, leaving a remaining balance of 137,100 shares that may be sold under the plan. |
| (2) | Prior to the reporting date the Reporting Person held a total of 1,982,214 shares of the Issuer's common stock, including 5,007 shares held by members of the Reporting Person's immediate family. As at the reporting date the Reporting Person held a total of 1,975,714 shares of the Issuer's common stock, including 5,007 shares held by his immediate family members. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Leatt Christopher James
12 KIEPERSOL DRIVE, ATLAS GARDENS
CONTERMANSKLOOF ROAD
DURBANVILLE, WESTERN CAPE, T3 7441 | X | X |
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Signatures
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| Christopher J. Leatt | | 4/15/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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