Statement of Changes in Beneficial Ownership (4)
February 25 2021 - 6:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Pyne Christopher W |
2. Issuer Name and Ticker or Trading Symbol
Unum Group
[
UNM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Group Benefits |
(Last)
(First)
(Middle)
1 FOUNTAIN SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/23/2021 |
(Street)
CHATTANOOGA, TN 37402
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/23/2021 | | A | | 1402.328 (1) | A | $0 | 49149 (2)(3) | D | |
Common Stock | 2/23/2021 | | F | | 486 (4) | D | $26.63 | 48663 (5) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020. |
(2) | Includes 18,810 restricted stock units, 12,247 stock success units, and 18,093 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
(3) | Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 161.785 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. |
(4) | Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs. |
(5) | Includes 18,810 stock-settled RSUs, 12,247 SSUs, and 17,607 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Pyne Christopher W 1 FOUNTAIN SQUARE CHATTANOOGA, TN 37402 |
|
| EVP, Group Benefits |
|
Signatures
|
/s/ Jullienne, J. Paul, Attorney-in-Fact | | 2/25/2021 |
**Signature of Reporting Person | Date |
Unum (NYSE:UNM)
Historical Stock Chart
From Aug 2024 to Sep 2024
Unum (NYSE:UNM)
Historical Stock Chart
From Sep 2023 to Sep 2024