Current Report Filing (8-k)
September 30 2020 - 10:50AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): September 30, 2020
TOMI ENVIRONMENTAL SOLUTIONS, INC.
(Exact
name of registrant as specified in its charter)
Florida
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000-09908
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59-1947988
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification No.)
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9454 Wilshire Blvd., Penthouse
Beverly Hills, California 90212
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(Address
of principal executive offices) (Zip Code)
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(800) 525-1698
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(Registrant's
telephone number, including area code)
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Not Applicable
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(Former
name or former address, if changed since last report)
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
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TradingSymbol(s)
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Name of each exchange on which registered
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Common
Stock, $0.01 par value per share
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TOMZD
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OTC
Markets Group Inc.
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging growth
company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ☐
On
September 30, 2020, TOMI Environmental Solutions, Inc. (the
“Company”) issued a press release announcing that the
Company’s common stock, par value $0.01 per share
(“Common Stock”), has been approved for listing on the
NASDAQ Capital Market. TOMI’s Common Stock will commence
trading on the NASDAQ Capital Market on October 1, 2020 under the
ticker symbol “TOMZ.” A copy of the press release is
furnished herewith as Exhibit 99.1 to this Current Report on Form
8-K.
Item
9.01
Financial
Statements and Exhibits.
(d) Exhibits.
Exhibit No.
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Description
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Press
Release dated September 30, 2020.
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SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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TOMI ENVIRONMENTAL SOLUTIONS, INC.
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Date:
September 30, 2020
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By:
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/s/
Halden S. Shane
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Name: Halden S. Shane
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Title: Chief Executive Officer
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