Statement of Changes in Beneficial Ownership (4)
September 17 2020 - 5:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BUCKLEY GEORGE W |
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC.
[
SWK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Chairman of the Board |
(Last)
(First)
(Middle)
1000 STANLEY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/15/2020 |
(Street)
NEW BRITAIN, CT 06053
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (Dividend Equivalent Units) | 9/15/2020 | | A | | 6.1342 (1)(2) | A | $163.415 (3) | 1438.1725 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0 | 9/15/2020 | | A | | 306 | | (2) | (4) | Common Stock | 306 | $163.415 | 19153 | D | |
Explanation of Responses: |
(1) | Dividend equivalent units will be settled in common shares at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments. |
(2) | Currently 100% vested. |
(3) | Fair market value on date established in Plan with respect to payment of dividend equivalent units. |
(4) | The reporting director will receive a cash payment of the Corporation's Common Stock in 10 approximately equal annual installments commencing on January 31 immediately following the date on which he ceases to be a Director. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BUCKLEY GEORGE W 1000 STANLEY DRIVE NEW BRITAIN, CT 06053 | X |
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| Chairman of the Board |
Signatures
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/s/ Yun Jung Choi, Attorney-in-Fact | | 9/17/2020 |
**Signature of Reporting Person | Date |
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