Additional Proxy Soliciting Materials (definitive) (defa14a)
September 14 2020 - 6:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
14A
Proxy
Statement Pursuant to Section 14(a) of the
Securities
Exchange Act of 1934
Filed
by the Registrant [X]
Filed
by a Party other than the Registrant [ ]
Check
the appropriate box:
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[
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Preliminary
Proxy Statement
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[
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Confidential,
for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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[
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Definitive
Proxy Statement
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[X]
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Definitive
Additional Materials
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[
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Soliciting
Material Pursuant to §240.14a-12
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U.S.
GOLD CORP.
(Name
of Registrant as Specified in Its Charter)
N/A
(Name
of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
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[X]
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No
fee required
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[
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Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title
of each class of securities to which transaction applies:
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(2)
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Aggregate
number of securities to which transaction applies:
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(3)
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Per
unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which
the filing fee is calculated and state how it was determined):
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(4)
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Proposed
maximum aggregate value of transaction:
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(5)
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Total
fee paid:
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[
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Fee
paid previously with preliminary materials:
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[
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Check
box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date
of its filing.
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(1)
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Amount
previously paid:
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(2)
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Form,
Schedule or Registration Statement No.:
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(3)
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Filing
Party:
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(4)
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Date
Filed:
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IMPORTANT
NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS
FOR
THE U.S. GOLD CORP. 2020 ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON October 27,
2020
DATE:
October 27, 2020
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TIME:
AT 8:00 AM (PACIFIC TIME)
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LOCATION:
VIRTUAL MEETING – VISIT WWW.USGOLD.VOTE for information.
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THIS
COMMUNICATION IS NOT A FORM OF VOTING AND ONLY REPRESENTS A NOTICE TO ACCESS A MORE COMPLETE SET OF PROXY MATERIALS (INCLUDING
A FORM OF THIS NOTICE, THE PROXY STATEMENT, ANNUAL REPORT AND A FORM OF PROXY CARD) AVAILABLE TO YOU ON THE INTERNET. WE
ENCOURAGE YOU TO ACCESS AND REVIEW ALL OF THE IMPORTANT INFORMATION CONTAINED IN THE PROXY MATERIALS BEFORE VOTING. THE PROXY
MATERIALS ARE AVAILABLE AT www.usgold.vote. To submit your proxy while visiting this site,
you will need the control ID in the box above.
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●
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IF
YOU DECIDE TO VIEW THE PROXY MATERIALS AND VOTE YOUR SHARES ONLINE,
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Step
1: Go to www.usgold.vote
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Step
2: To view or download the proxy materials, click on the link that describes the material you wish to view or download. For
example, to view or download the Proxy Statement, click on the “Proxy Statement” link.
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Step
3: To vote online, click on the designated link and follow the on-screen instructions. YOU MAY VOTE ONLINE UNTIL 5:00 PM
EASTERN TIME October 26, 2020.
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IF
YOU WANT TO RECEIVE A PAPER COPY OF THE PROXY MATERIALS INCLUDING THE PROXY CARD, YOU MUST REQUEST ONE. THERE IS NO CHARGE
TO YOU FOR REQUESTING A COPY. TO FACILITATE TIMELY DELIVERY PLEASE MAKE THE REQUEST, AS INSTRUCTED BELOW, BEFORE October
7, 2020.
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HOW
TO REQUEST PAPER COPIES OF OUR MATERIALS
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PHONE:
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FAX:
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INTERNET:
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EMAIL:
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CALL
TOLL FREE
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SEND
THIS CARD TO
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www.usgold.vote
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proxy@equitystock.com
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1-855-557-4647
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1-646-201-9006
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FOLLOW
THE ON-SCREEN INSTRUCTIONS.
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INCLUDE
YOUR CONTROL ID
IN YOUR EMAIL.
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How
to attend the VIRTUAL meeting and vote aT THE MEETING: PLEASE VISIT WWW.USGOLD.VOTE FOR INFORMATION ON HOW TO PARTICIPATE
IN THE COMPANY’S VIRTUAL MEETING. If you encounter any technical difficulties with the virtual meeting platform on the meeting
day, please call 877-804-2062 (toll free) or email proxy@equitystock.com.
The
board of directors recommends that you vote “for” the following:
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1.
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To
approve, pursuant to Nasdaq listing rule 5635(a), of the issuance of shares of our common stock upon conversion of Series
H Convertible Preferred Stock, par value $0.001 per share in excess of 20% of our common stock outstanding.
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2.
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To
approve, pursuant to Nasdaq listing rules 5635(a) and 5635(d), of the potential issuance of shares of our common stock upon
(i) the conversion of Series I Convertible Preferred Stock, par value $0.001 per share in excess of 20% of our common stock
outstanding and (ii) the exercise of certain warrants in excess of 20% of our common stock outstanding, in each case, issued
in a private placement.
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3
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To
elect the nominees named in this proxy statement to serve on the Board of Directors until the 2021 Annual Meeting of Stockholders
or until their successors are duly elected and qualified.
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4.
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To
approve the amendment to the U.S. Gold Corp. 2020 Stock Incentive Plan to increase the total number of shares of common
stock authorized for issuance under such plan by 836,385, to a total of 1,167,095 shares.
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5.
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To
ratify the appointment of Marcum LLP as our independent registered public accountant for the fiscal year ending April 30,
2021.
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THE
BOARD OF DIRECTORS HAS FIXED THE CLOSE OF BUSINESS ON September 2, 2020
AS THE RECORD DATE. Only holders of our common stock as of the close of business on September
2, 2020 are entitled to notice of, and to vote at THE MEETING OR ANY POSTPONEMENT OR ADJOURNMENT OF THE MEETING.
PLEASE
NOTE–THIS IS NOT A PROXY CARD - YOU CANNOT VOTE BY RETURNING THIS CARD. TO VOTE YOUR SHARES, YOU MUST VOTE ONLINE OR REQUEST
A PAPER COPY OF PROXY MATERIALS TO RECEIVE A PROXY CARD.
YOUR
VOTE IS IMPORTANT!
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