Securities Registration (section 12(b)) (8-a12b)
December 30 2019 - 10:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF
SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF
THE
SECURITIES EXCHANGE ACT OF 1934
ARK ETF Trust
(Exact name of registrant as specified
in its charter)
State of Delaware
|
|
See Below
|
(State of incorporation
or organization)
|
|
(I.R.S. Employer
Identification No.)
|
c/o ARK Investment Management LLC
3 East 28th Street, 7th Floor
New York, NY 10016
(Address
of principal executive offices) (Zip Code)
Securities to be registered pursuant
to Section 12(b) of the Act:
Title of Each Class
to be Registered
|
|
Name of the exchange on which each
class is to be Registered
|
|
I.R.S. Employer
Identification Number
|
Shares of beneficial interest, no par
value per share, of:
ARK Autonomous Technology & Robotics
ETF
|
|
Cboe BZX Exchange, Inc.
|
|
47-1150768
|
If this form relates to the registration
of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c),
check the following box. x
If this form relates to the registration
of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d),
check the following box. ¨
If this form relates to the registration
of a class of securities concurrently with a Regulation A offering, check the following box. ¨
Securities Act registration statement or
Regulation A offering statement file number to which this form relates: 333-191019
Securities to be registered pursuant to
Section 12(g) of the Exchange Act: None.
INFORMATION REQUIRED IN REGISTRATION
STATEMENT
Item 1. Description of Registrant’s Securities
to be Registered.
A description of the shares of beneficial
interest, no par value per share, of the ARK Autonomous Technology & Robotics ETF, a series of ARK ETF Trust (the “Trust”)
to be registered hereunder, is set forth in Post-Effective Amendment No. 23 to the Trust’s Registration Statement on Form
N-1A (Commission File Nos. 333-191019; 811-22883) filed on November 26, 2019, which description is incorporated herein by reference
as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is
subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
The Trust’s Certificate of Trust
is included as Exhibit (a)(1) to the Trust’s initial Registration Statement on Form N-1A (File No. 333-191019; 811-11883),
as filed with the Securities and Exchange Commission on September 6, 2013.
The Trust’s Agreement and Declaration
of Trust is included as Exhibit (a)(2) to Pre-Effective Amendment No. 3 to the Trust’s Registration Statement on Form N-1A
(File No. 333-191019; 811-11883), as filed with the Securities and Exchange Commission on September 2, 2014.
The Trust’s Amended and Restated
By-Laws are included as Exhibit (b) to Post-Effective Amendment No. 9 to the Trust’s Registration Statement on Form N-1A
(File No. 333-191019; 811-11883), as filed with the Securities and Exchange Commission on December 27, 2016.
SIGNATURE
Pursuant to the requirements of Section 12
of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by
the undersigned, thereto duly authorized.
(Registrant)
|
ARK ETF TRUST
|
|
|
|
|
Date
|
December 30, 2019
|
|
|
|
|
By
|
/s/ Kellen Carter
|
|
Name
|
Kellen Carter
|
|
Title
|
Chief Compliance Officer
|
|