Report of Foreign Issuer (6-k)
September 20 2019 - 4:44PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of
September 2019
Commission File
Number: 001-38208
Dragon Victory International
Limited
Hanshi Tower 22nd
Floor, No. 1786 Binsheng Road,
Binjiang District,
Hangzhou, Zhejiang Province, China
(Address of principal
executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
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Form 20-F ☒ Form 40-F ☐
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
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Compliance with Nasdaq Listing Rules
As previously disclosed, on July 16, 2019,
Dragon Victory International Limited (the “Company”) received a letter from Nasdaq Listing Qualifications notifying
the Company that it was no longer in compliance with Nasdaq’s minimum bid price requirement as set forth in Nasdaq Listing
Rule 5550(a)(2). Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share.
On September 19, 2019, the Company received
a letter from Nasdaq Listing Qualifications notifying the Company that it had regained compliance with Nasdaq Listing Rules 5550(a)(2),
the minimum bid price requirement for continued listing on the Nasdaq Capital Market, and that the matter was closed.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
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Dragon Victory International Limited
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Date: September 20, 2019
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By:
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/s/ Limin Liu
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Name: Limin Liu
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Title: Chief Executive Officer
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