Current Report Filing (8-k)
August 06 2019 - 3:42PM
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
August 6, 2019
CAPITAL FINANCIAL HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
North
Dakota
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000-25958
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45-0404061
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(State or other
jurisdiction
of
incorporation)
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(Commission File
Number)
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(IRS Employer ID
No.)
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1821 Burdick Expressway W
Minot, North Dakota 58701
(Address
of principal executive offices/Zip Code)
(701) 837-9600
(Registrant’s
telephone number, including area code)
_________________________________________________
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligations of the registrant
under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging growth
company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.02.
Departure of Director or Certain Officers; Election of Directors;
Appointment of Directors or Certain Officers; Compensatory
Arrangements of Certain Officers.
Effective
August 6, 2019, Charlene Fowler tendered her resignation as Chief
Financial Officer and Secretary of the Company, which resignations
were accepted by the Board of Directors on August 6, 2019. Ms.
Fowler’s resignation is not related to any known disagreement
with the Company on any matters relating to its operations,
policies or practices.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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CAPITAL FINANCIAL HOLDINGS, INC.
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Dated: August
6, 2019
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By:
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s/Gordon
Dihle
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Gordon
Dihle
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CEO
& President
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