Current Report Filing (8-k)
December 07 2018 - 5:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities
Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
December 3, 2018
Steel Connect, Inc.
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(Exact name of registrant as specified in its charter)
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Delaware
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001-35319
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04-2921333
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1601 Trapelo Road, Suite 170
Waltham, Massachusetts
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02451
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number, Including
Area Code: (781) 663-5000
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(Former Name or Former Address, If Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
☐ Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
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On December 3,
2018, James Henderson, the President and Chief Executive Officer of Steel Connect, Inc. (the “Company”), tendered
his previously announced planned resignation from his positions with the Company in order to pursue other interests. Mr.
Henderson’s resignation was effective upon the filing of the Company’s Annual Report on Form 10-K for the year
ended July 31, 2018 (the “Annual Report”). The Annual Report was filed on December 4, 2018. As previously
announced, Warren G. Lichtenstein, the Executive Chairman of the Board of Directors of the Company, will assume the
additional role of Interim Chief Executive Officer of the Company.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
December 7, 2018
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Steel Connect, Inc.
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By:
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/s/ Louis J. Belardi
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Name:
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Louis J. Belardi
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Title:
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Chief Financial Officer
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