Amended Quarterly Report (10-q/a)
November 15 2018 - 11:43AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
☒
QUARTERLY REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September
30, 2018
OR
☐
TRANSITION REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from
to
Commission File No. 000-12536
China Recycling Energy Corporation
(Exact Name of Registrant as Specified in
Its Charter)
Nevada
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90-0093373
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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4/F, Tower C
Rong Cheng Yun Gu Building
Keji 3
rd
Road, Yanta
District
Xi’an City, Shaanxi Province
China 710075
(Address of Principal Executive Offices,
Zip Code)
Registrant’s Telephone Number,
Including Area Code: + 86-29-8765-1098
Indicate by check mark whether the registrant
(1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding
12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. ☒ Yes ☐ No
Indicate by check mark whether the registrant
has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405
of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). ☒ Yes ☐ No
Indicate by check mark whether the registrant
is large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company.
See definitions of “large accelerated filer,” accelerated filer” “smaller reporting company,” and
“emerging growth company” in Rule 12b-2 of the Exchange Act:
Large accelerated
filer ☐
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Accelerated
filer ☐
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Non-accelerated filer
☐
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Smaller reporting company
☒
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Emerging growth company
☐
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If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant
is a shell company (as defined in Rule 12b-2 of the Exchange Act). ☐ Yes ☒ No
The number of shares outstanding of the registrant’s Common
Stock, as of November 12, 2018, was 10,295,280.
EXPLANATORY NOTE
This Amendment No.
1 on Form 10-Q/A (“Amendment No. 1”) to the Quarterly Report on Form 10-Q for the fiscal quarter ended September 30,
2018, of China Recycling Energy Corporation, as filed with the Securities and Exchange Commission on November 14, 2018 (the “Original
Filing”), is being filed for the sole purpose of correcting a typographical error on the cover page of the Original Filing
that resulted in the submission of an incorrect number of shares outstanding as of November 12, 2018.
Except for the foregoing,
this Amendment No. 1 does not update or modify any of the information contained in the Original Filing. Other than as specifically
set forth herein, this Amendment No. 1 continues to speak as of the date of the Original Filing. No attempt has been made in this
Amendment No. 1 to modify or update the disclosures presented in the Original Filing or to modify or update those disclosures that
may be affected by subsequent events. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Filing
and the registrant’s other filings with the Securities and Exchange Commission. As required by Rule 12b-15 under the Securities
and Exchange Act of 1934, as amended, this Amendment No. 1 includes updated certifications from the Company’s principal executive
officer and principal financial officer as Exhibits 31.3, 31.4, 32.3 and 32.4.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
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CHINA RECYCLING ENERGY CORPORATION (Registrant)
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Date: November 15, 2018
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/s/ Guohua Ku
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Guohua Ku
Chairman of the Board and
Chief Executive Officer
(Principal Executive Officer)
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Date: November 15, 2018
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/s/ Binfeng Gu
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Binfeng Gu
Chief Financial Officer,
Principal Financial Officer and Secretary
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