As filed with the Securities and Exchange Commission on August 31, 2018 Registration No. 333  -  213560 

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM F-6
POST-EFFECTIVE AMENDMENT NO. 1 TO

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY SHARES EVIDENCED BY

AMERICAN DEPOSITARY RECEIPTS

 

 

 

Gridsum Holding Inc.

(Exact name of issuer of deposited securities as specified in its charter)

 

 

 

N/A

(Translation of issuer’s name into English)

 

 

 

The Cayman Islands

(Jurisdiction of incorporation or organization of issuer )

 

 

 

CITIBANK, N.A.

(Exact name of depositary as specified in its charter )

 

 

 

388 Greenwich Street

New York, New York 10013

(877) 248-4237

(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)

 

 

 

Cogency Global Inc.
10 East 40 th Street, 10 th Floor
New York, New York 10016
(800) 221-0102
(Address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Horace L. Nash, Esq.

Fenwick & West LLP

801 California Street

Mountain View, CA 94041

United States of America

(650) 988-8500

 

Niping Wu, Esq.

Fenwick & West LLP

Unit 908, 1155 Fang Dian Road

Pudong, Shanghai 201204

People’s Republic of China

(86-21) 8017-1200

Herman H. Raspé, Esq.
Patterson Belknap Webb & Tyler LLP
1133 Avenue of the Americas
New York, NY 10036

(212) 336-2301

 

 

It is proposed that this filing become effective under Rule 466: immediately upon filing.
     
 

on (Date) at (Time).

  

If a separate registration statement has been filed to register the deposited shares, check the following box :   o

 

 

CALCULATION OF REGISTRATION FEE

 

Title of Each Class of
Securities to be Registered
Amount to be
Registered

Proposed Maximum

Aggregate Price Per Unit*

Proposed Maximum

Aggregate Offering Price**

Amount of

Registration Fee

American Depositary Shares, each representing one Class B ordinary share of Gridsum Holding Inc. N/A N/A N/A N/A

 

* Each unit represents 100 American Depositary Shares.
** Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Shares.

 

 

 

 

This Post-Effective Amendment No. 1 to Registration Statement on Form F-6 may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.

 

This Post-Effective Amendment No. 1 to the Registration Statement on Form F-6 is being filed solely for the sole purpose of changing the identity of the agent for service noted on the cover page and the authorized representative in the United States signatory to this registration statement.

 

 

PART I

 

INFORMATION REQUIRED IN PROSPECTUS

 

Cross Reference Sheet

 

Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED

 

Item Number and Caption

 

Location in Form of American

Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus

         
1. Name of Depositary and address of its principal executive office   Face of Receipt -  Introductory Article.
       
2. Title of Receipts and identity of deposited securities   Face of Receipt   - Top Center.
         
  Terms of Deposit:    
       
  (i) The amount of deposited securities represented by one American Depositary Share ("ADSs")   Face of Receipt   - Upper right corner.
         
  (ii) The procedure for voting, if any, the deposited securities   Reverse of Receipt   - Paragraphs (17) and (18).
         
  (iii) The collection and distribution of dividends   Reverse of Receipt - Paragraph (15).
         
  (iv) The transmission of notices, reports and proxy soliciting material   Face of Receipt   - Paragraph (14);
Reverse of Receipt - Paragraph (17).
         
  (v) The sale or exercise of rights  

Reverse of Receipt – Paragraphs (15) and (16).

         
  (vi) The deposit or sale of securities resulting from dividends, splits or plans of reorganization  

Face of Receipt - Paragraphs (3) and (6);

Reverse of Receipt - Paragraphs (15) and (19).

         
  (vii) Amendment, extension or termination of the deposit agreement   Reverse of Receipt - Paragraphs (23) and (24) (no provision for extensions).
         
  (viii) Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs   Face of Receipt - Paragraph (14).

 

 

  (ix) Restrictions upon the right to deposit or withdraw the underlying securities   Face of Receipt – Paragraphs (2), (3), (4), (6), (7), (9) and (10).
         
  (x) Limitation upon the liability of the Depositary  

Face of Receipt - Paragraph (8);

Reverse of Receipt - Paragraphs (20) and (21).

         
3. Fees and charges which may be imposed directly or indirectly on holders of ADSs   Face of Receipt - Paragraph (11).
         
Item 2.           AVAILABLE INFORMATION   Face of Receipt - Paragraph (14).

 

The Company is subject to the periodic reporting requirements of the United States Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with, and furnishes certain reports to, the United States Securities and Exchange Commission (the “ Commission ”). These reports can be retrieved from the Commission’s internet website (www.sec.gov), and can be inspected and copied at the public reference facilities maintained by the Commission located at 100 F Street, N.E., Washington, D.C. 20549.

 

 

PROSPECTUS

 

The Prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the Deposit Agreement filed as Exhibit (a) to this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 and is incorporated herein by reference.

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 3. EXHIBITS

 

(a) Deposit Agreement, dated as of September 28, 2016, by and among Gridsum Holding Inc. (the “ Company ”), Citibank, N.A., as depositary (the “ Depositary ”), and all Holders and Beneficial Owners of American Depositary Shares issued thereunder (the “ Deposit Agreement ”). — Filed herewith as Exhibit (a).

 

(b) Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. — None.

 

(c) Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. — None.

 

(d) Opinion of counsel for the Depositary as to the legality of the securities to be registered. — Previously filed.

 

(e) Certificate under Rule 466. — Filed herewith as Exhibit (e).

 

(f) Powers of Attorney for certain officers and directors and the authorized representative of the Company. — Previously Filed.

 

 

Item 4. UNDERTAKINGS

 

(a) The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b) If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity created by the Deposit Agreement, dated as of September 28, 2016, by and among Gridsum Holding Inc., Citibank, N.A., as depositary, and all Holders and Beneficial Owners of American Depositary Shares issued thereunder, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 31st of August, 2018.

 

  Legal entity created by the Deposit Agreement under which the American Depositary Shares registered hereunder are to be issued, each American Depositary Share representing one Class B ordinary share of Gridsum Holding Inc.
     
  CITIBANK, N.A., solely in its capacity as Depositary
     
  By: /s/ Keith Galfo
    Name: Keith Galfo
    Title:   Vice President

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, Gridsum Holding Inc. certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned thereunto duly authorized, in Beijing , on the 31st day of August, 2018.

 

  Gridsum Holding Inc.
     
  By: /s/ Guosheng Qi
    Name: Guosheng Qi
    Title:   Chief Executive Officer and Chairman

  

 

Pursuant to the requirements of the United States Securities Act of 1933, as amended, this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 has been signed by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Guosheng Qi       August 31, 2018
Guosheng Qi   Chief Executive Officer and Chairman (principal executive officer)    
         
/s/ Michael Peng Zhang       August 31, 2018
Michael Peng Zhang   Co-Chief Financial Officer (co-principal financial and accounting officer)    
         
/s/ Ravi Sarathy       August 31, 2018
Ravi Sarathy   Co-Chief Financial Officer (co-principal financial and accounting officer)    
         
Guofa Yu*       August 31, 2018
    Director    
         
Xiang Fan*       August 31, 2018
    Director    
         
Yanchun Bai*       August 31, 2018
    Director    
         
Xudong Gao*       August 31, 2018
    Director    
         
Thomas Adam Melcher*       August 31, 2018
    Director    
         
Peter Andrew Schloss*       August 31, 2018
    Director    

 

*By: /s/ Guosheng Qi        
  Guosheng Qi, Attorney-in-Fact        

 


Signature of Authorized Representative in the United States

 

Pursuant to the requirements of the United States Securities Act of 1933, as amended, the undersigned, the registrant’s duly authorized representative in the United States has signed this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 in New York, New York on the 31st day of August, 2018.

 

  COGENCY GLOBAL, INC.
     
  By: /s/ Chiang Sheung Lin
  Name:  Chiang Sheung Lin
  Title: Assistant Secretary

 

 

Index to Exhibits

 

Exhibit Document

Sequentially

Numbered Page

     
(a) Deposit Agreement  
     
(e) Rule 466 Certification  

 

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