Statement of Ownership (sc 13g)
June 29 2018 - 2:49PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. )*
Red
Violet, Inc.
|
(Name
of Issuer)
|
Common
Stock, par value $0.001 per share
|
(Title
of Class of Securities)
|
June
25, 2018
|
(Date
of Event Which Requires Filing of this Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X]
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
1.
|
NAME
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
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|
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Superius
Securities Group Inc. Profit Sharing Plan (the “Plan”)
22-3090132
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2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
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(a)
[_]
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(b)
[_]
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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United
States
|
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|
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
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|
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5.
|
SOLE
VOTING POWER
|
|
|
|
|
|
520,306
|
|
|
|
|
6.
|
SHARED
VOTING POWER
|
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0
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7.
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SOLE
DISPOSITIVE POWER
|
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|
|
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520,306
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|
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8.
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SHARED
DISPOSITIVE POWER
|
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0
|
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9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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|
|
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520,306
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|
|
|
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10.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[_]
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%
(1)
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12.
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TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
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EP
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(1)
Based on 10,266,612 shares of Issuer’s Common Stock outstanding as of May 10, 2018.
Item
1.
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(a).
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Name
of Issuer:
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Red
Violet, Inc.
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(b).
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Address
of issuer's principal executive offices:
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2650
N. Military Trail, Suite 300
Boca
Raton, FL 33431
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Item
2.
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(a).
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Name
of persons filing:
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Superius
Securities Group Inc. Profit Sharing Plan (the “Plan”)
|
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(b).
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Address
or principal business office or, if none, residence:
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The
principal business office of the Plan is 94 Grand Ave, Englewood, NJ 07631.
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(c).
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Citizenship:
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A
United States company organized in the State of New York.
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(d).
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Title
of class of securities:
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Common
Stock, par value $0.001 per share
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(e).
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CUSIP
No.:
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03819m106
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Item
3.
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If
This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is
a
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(a)
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[_]
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Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[_]
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Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[_]
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[_]
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Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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[ ]
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An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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[X]
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An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[_]
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A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
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(i)
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[_]
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A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[_]
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A
non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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[_]
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Group,
in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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Item
4.
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Ownership.
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Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified
in Item 1.
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(a)
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Amount
beneficially owned:
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520,306
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(b)
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Percent
of class:
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5.1%
(1)
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(c)
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Number
of shares as to which the person has:
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(i)
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Sole
power to vote or to direct the vote
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520,306
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(ii)
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Shared
power to vote or to direct the vote
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0
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(iii)
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Sole
power to dispose or to direct the disposition of
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520,306
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(iv)
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Shared
power to dispose or to direct the disposition of
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0
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(1)
Based on 10,266,612 shares of Issuer’s Common Stock outstanding as of May 10, 2018.
|
Instruction:
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
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Item
5.
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Ownership
of Five Percent or Less of a Class.
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Not
applicable.
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Item
6.
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Ownership
of More Than Five Percent on Behalf of Another Person.
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Not
applicable.
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Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person.
|
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Not
applicable.
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Item
8.
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Identification
and Classification of Members of the Group.
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Not
applicable.
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Item
9.
|
Notice
of Dissolution of Group.
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Not
applicable.
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Item
10.
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Certification.
|
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By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect,
other than activities solely in connection with a nomination under § 240.14a-11.
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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June
29, 2018
|
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(Date)
|
|
|
|
|
Superius
Securities Group Inc., Profit Sharing Plan
|
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By:
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/s/
James Hudgins
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Name:
|
James
Hudgins
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Title:
|
Trustee
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner
of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement,
provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated
by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7
for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
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