Amended Statement of Beneficial Ownership (3/a)
April 05 2018 - 10:44AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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VV Value Vals AG
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2. Date of Event Requiring Statement (MM/DD/YYYY)
2/27/2018
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3. Issuer Name
and
Ticker or Trading Symbol
DEAN FOODS CO [DF]
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(Last)
(First)
(Middle)
MITTLAGADA,
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
VALS, V8 7132
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/1/2018
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common stock
(1)
(2)
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9125000
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I
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See Footnote
(1)
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Each of XO Holding AG, as the sole stockholder of VV Value Vals AG, Priora Holding AG, as the sole stockholder of XO Holding AG, Profectio Beteiligungen AG, as the sole stockholder of Priora Holding AG, STOFFELpart Asset AG, as the sole stockholder of Profectio Beteiligungen AG, and Remo Stoffel, as the sole stockholder of STOFFELpart Asset AG, may be deemed to share voting and dispositive power over, and may be deemed to beneficially own, the 9,125,000 Shares owned by VV Value Vals AG. As a result, each of the Reporting Persons may be deemed to have become a 10% Owner of Dean Foods Company (the "Issuer").
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(2)
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Each of the Reporting Persons disclaims beneficial ownership of the Shares reported herein, except to the extent of its, his or her pecuniary interest.
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Remarks:
Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference.
This amendment is being filed solely to add the EDGAR CIK of XO Holding AG. No other changes have been made to the Form 3 as originally filed on March 1, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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VV Value Vals AG
MITTLAGADA
VALS, V8 7132
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X
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Priora Holding AG
KANTONSSTRASSE 150
FREIENBACH, V8 8807
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X
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Profectio Beteiligungen AG
C/O DR. IUR. MARCO TOLLER
BAHNHOFSTRASSE 7
CHUR, V8 7000
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X
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STOFFELpart Asset AG
BAHNHOFSTRASSE 21
CHUR, V8 7001
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X
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Stoffel Remo
C/O STOFFELPART ASSET AG
BAHNHOFSTRASSE 21
CHUR, V8 7001
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X
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XO Holding AG
BAHNHOFSTRASSE 21
CHUR, V8 7001
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X
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Signatures
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/s/ Remo Stoffel, Director of VV Value Vals AG
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3/29/2018
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**
Signature of Reporting Person
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Date
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/s/ Hans-Peter Domanig, Director of VV Value Vals AG
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3/29/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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