Current Report Filing (8-k)
April 02 2018 - 4:30PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report: April 2, 2018
(Date of
earliest event reported)
Yuma Energy, Inc.
(Exact name
of registrant as specified in its charter)
DELAWARE
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001-37932
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94-0787340
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(State or
other jurisdiction
of
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1177 West Loop
South, Suite 1825
Houston, Texas
77027
(Address of
principal executive offices) (Zip Code)
(713)
968-7000
(Registrant’s
telephone number, including area code)
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(Former name
or former address, if changed since last
report)
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Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
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⬜
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Written communications pursuant
to Rule 425 under the Securities Act (17 CFR
230.425)
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⬜
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Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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⬜
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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⬜
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405
of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2
of this chapter).
Emerging growth company
☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ☐
Item 2.02.
Results of Operations and Financial Condition.
On April 2,
2018, Yuma Energy, Inc. (the “Company”) issued a press
release announcing its financial results for the year ended
December 31, 2017. A copy of the press release is furnished
herewith as Exhibit 99.1.
The
information in this Current Report on Form 8-K furnished pursuant
to Item 2.02, including Exhibit 99.1, shall not be deemed to be
“filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to liability under that section, and such
information shall not be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such filing.
Item
9.01.
Financial
Statements and Exhibits.
The following exhibit is
furnished with this Current Report on Form 8-K:
Exhibit
No.
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Description
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Press Release dated April 2,
2018.
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SIGNATURE
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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YUMA ENERGY,
INC.
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By:
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/s/
Sam L. Banks
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Name:
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Sam L. Banks
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Date: April 2,
2018
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Title:
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Chief Executive
Officer
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EXHIBIT
INDEX
Exhibit
No.
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Description
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Press Release dated April 2,
2018.
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