Amended Statement of Ownership (sc 13g/a)
February 14 2018 - 1:40PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No.
05
)*
KLONDEX MINES LTD
(Name
of Issuer)
Common stock, no par value
(Title of Class of Securities)
498696103
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule
13d-1(b)
o
Rule
13d-1(c)
o
Rule
13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Sentry Investments Corp.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Province of Ontario, Canada
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NUMBER OF SHARES
BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
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5
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SOLE VOTING POWER
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12,963,900
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6
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SHARED VOTING POWER
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n/a
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7
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SOLE DISPOSITIVE POWER
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12,963,900
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8
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SHARED DISPOSITIVE POWER
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n/a
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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12,963,900
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.22%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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FOOTNOTES
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Sentry Investments Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Province of Ontario, Canada
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NUMBER OF SHARES
BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
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5
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SOLE VOTING POWER
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12,963,900
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6
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SHARED VOTING POWER
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n/a
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7
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SOLE DISPOSITIVE POWER
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12,963,900
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8
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SHARED DISPOSITIVE POWER
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n/a
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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12,963,900
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.22%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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FOOTNOTES
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Sentry Precious Metals Fund
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Province of Ontario, Canada
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NUMBER OF SHARES
BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
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5
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SOLE VOTING POWER
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9,540,100
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6
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SHARED VOTING POWER
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n/a
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7
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SOLE DISPOSITIVE POWER
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9,540,100
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8
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SHARED DISPOSITIVE POWER
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n/a
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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9,540,100
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.31%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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FOOTNOTES
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Item
1.
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(b)
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Address
of Issuer’s Principal Executive Offices
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1055 West Hastings St., Suite 2200
Vancouver, British Columbia
V6E 2E9
Canada
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Item
2.
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(a)
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Name
of Person Filing
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1) Sentry Investments Corp.
2) Sentry Investments Inc.
3) Sentry Precious Metals Fund
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(b)
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Address
of Principal Business Office or, if none, Residence
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199 Bay Street, Suite 2700
Commerce Court West, PO Box 108
Toronto, Ontario
M5L 1E2
Canada
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1) Province of Ontario, Canada
2) Province of Ontario, Canada
3) Province of Ontario, Canada
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(d)
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Title
of Class of Securities
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Common stock, no par value
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Item
3.
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If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
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(a)
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o
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Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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o
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Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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o
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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o
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Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8).
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(e)
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o
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An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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x
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
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(k)
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o
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A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
Sentry Investments Inc. is an investment fund manager and portfolio manager. Sentry Precious Metals Fund is a mutual fund.
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Provide
the following information regarding the aggregate number and percentage of the
class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
12,963,900
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(b)
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Percent of class: 7.22%
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(c)
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Number
of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote:
12,963,900
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(ii)
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Shared power to vote or to direct the vote:
0
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(iii)
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Sole power to dispose or to direct the disposition of:
12,963,900
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(iv)
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Shared power to dispose or to direct the disposition of:
0
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Item
5.
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Ownership
of Five Percent or Less of a Class
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If
this statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following
o
.
n/a
Item
6.
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Ownership
of More than Five Percent on Behalf of Another Person.
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n/a
Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company
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Item
8.
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Identification
and Classification of Members of the Group
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Item
9.
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Notice
of Dissolution of Group
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Item
10.
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the
foreign regulatory scheme applicable to
investment fund managers and portfolio managers
is substantially comparable to the regulatory scheme
applicable to the functionally equivalent U.S. institution(s). I also undertake
to furnish to the Commission staff, upon request, information that would
otherwise be disclosed in a Schedule 13D.
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and correct.
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Sentry Investments Corp.
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Date:
February 14, 2018
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By:
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/s/
Ryan Caughey
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Name: Ryan Caughey
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Title:
Corporate Secretary
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Sentry Investments Inc.
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Date:
February 14, 2018
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By:
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/s/
Anne Ramsay
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Name: Anne Ramsay
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Title:
Chief Compliance Officer
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Precious Metals Fund, by its manager and trustee, Sentry Investments Inc.
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Date:
February 14, 2018
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By:
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/s/
Anne Ramsay
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Name: Anne Ramsay
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Title:
Chief Compliance Officer
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Footnotes:
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Item 4(a) Amount beneficially owned: 12,963,900 shares of common stock beneficially owned by Sentry Investments Inc. Sentry Investments Inc. is the wholly-owned subsidiary of Sentry Investments Corp. Sentry Investments Inc. is a manager and trustee of Sentry Precious Metals Fund.
Item 4(b) Percent of class:
1. 7.22%
2. 7.22%
3. 5.31%
Item 4(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
1. 12,963,900
2. 12,963,900
3. 9,540,100
(iii) Sole power to dispose or to direct the disposition of:
1. 12,963,900
2. 12,963,900
3. 9,540,100
Item 10 Certification: By signing above I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Agreement of Joint Filing
Klondex Mines Ltd.
Common stock, no par value
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the above signed hereby confirm the agreement by and among them to the joint filing on behalf of each of them of a Statement on Schedule 13G, and any and all amendments thereto, with respect to the above referenced securities and that this Agreement be included as an Exhibit to such filing.
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Attention:
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Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001)
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