Amended Current Report Filing (8-k/a)
January 10 2018 - 4:03PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
December 15, 2017
Akoustis
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
(State
or Other Jurisdiction
of
Incorporation)
|
001-38029
(Commission
File
Number)
|
33-1229046
(I.R.S.
Employer
Identification
Number)
|
9805
Northcross Center Court, Suite A
Huntersville,
NC 28078
(Address
of principal executive offices, including zip code)
704-997-5735
(Registrant’s
telephone number, including area code)
9805
Northcross Center Court, Suite H
Huntersville,
NC 28078
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.b-2 of this chapter)
Emerging
Growth Company
☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory
Note
Akoustis
Technologies, Inc. (the “Company”) is filing this Amendment No. 1 to the Current Report on Form 8-K filed on December
21, 2017 (the “Prior Report”) solely to disclose the effective date of Cindy C. Payne’s resignation from the
Company, which date had not yet been determined at the timing of filing the Prior Report.
No
other changes have been made to the Prior Report, other than to reflect the Company’s new corporate headquarters on the
cover page of this Amendment. For all other purposes, this Amendment speaks as of December 21, 2017 and does not reflect events
that may have occurred subsequent to December 21, 2017, and does not modify or update in any way other disclosures made in the
Prior Report.
|
Item
5.02
|
Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers
|
As
previously disclosed, on December 15, 2017, Cindy C. Payne, Vice President of Finance, Corporate Controller, and Treasurer of
Akoustis Technologies, Inc. (the “Company”), notified the Company that she will resign from all positions she
holds with the Company, effective as of January 12, 2018. Ms. Payne previously served as the Company’s Chief Financial
Officer until she voluntarily stepped down to the position of Vice President of Finance, effective July 2017, and she
was, accordingly, a named executive officer in our most recent proxy statement.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
AKOUSTIS
TECHNOLOGIES, INC.
|
|
|
|
By:
|
/s/
John T. Kurtzweil
|
|
|
Name:
John T. Kurtzweil
Title:
Chief Financial Officer
|
Date:
January 10, 2018
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