Amended Statement of Ownership (sc 13g/a)
December 22 2017 - 3:44PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. [ ])*
SCOTT’S
LIQUID GOLD INC.
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(Name of Issuer)
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Common Stock, $0.10 par value
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(Title of Class of Securities)
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810202101
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(CUSIP Number)
|
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June 2, 2016
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(Date of Event Which Requires Filing of the Statement)
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Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
☐
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Rule 13d-1(b)
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☒
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 020772109
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13G
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Page 2 of 11
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1.
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NAME OF REPORTING PERSONS
Abacab Fund L.P.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
0
|
6.
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SHARED VOTING POWER
443,389
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
443,389
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
443,389
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10.
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CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) ☐
|
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
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CUSIP No. 020772109
|
13G
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Page 3 of 11
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1.
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NAME OF REPORTING PERSONS
Abacab Capital Management LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐ (b) ☐
|
3.
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SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
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SHARED VOTING POWER
443,389
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7.
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SOLE DISPOSITIVE POWER
0
|
8.
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SHARED DISPOSITIVE POWER
443,389
|
9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
443,389
|
10.
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CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) ☐
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%
|
12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
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|
|
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CUSIP No. 020772109
|
13G
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Page 4 of 11
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1.
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NAME OF REPORTING PERSONS
Abacab Asset Management, LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐ (b) ☐
|
3.
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SEC USE ONLY
|
4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
|
SHARED VOTING POWER
443,389
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7.
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SOLE DISPOSITIVE POWER
0
|
8.
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SHARED DISPOSITIVE POWER
443,389
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
443,389
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) ☐
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%
|
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
|
|
CUSIP No. 020772109
|
13G
|
Page 5 of 11
|
1.
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NAME OF REPORTING PERSONS
Bradley Zarlin
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐ (b) ☐
|
3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
182,915
|
6.
|
SHARED VOTING POWER
443,389
|
7.
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SOLE DISPOSITIVE POWER
182,915
|
8.
|
SHARED DISPOSITIVE POWER
443,389
|
9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
626,304
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) ☐
|
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.3%
|
12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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|
|
|
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CUSIP No. 020772109
|
13G
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Page 6 of 11
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1.
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NAME OF REPORTING PERSONS
Ronald Weinstock
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐ (b) ☐
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
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SOLE VOTING POWER
31,500*
|
6.
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SHARED VOTING POWER
443,389
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7.
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SOLE DISPOSITIVE POWER
31,500*
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8.
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SHARED DISPOSITIVE POWER
443,389
|
9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
474,889
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10.
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CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) ☐
|
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.0%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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* Includes 1,500 shares held in
the IRA of the Reporting Person’s spouse.
CUSIP No. 020772109
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13G
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Page 7 of 11
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Item 1(a).
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Name of Issuer:
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Scott’s Liquid Gold-Inc.
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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4880 Havana St., Suite 400
Denver, CO 80239
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Item 2(a).
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Name of Person Filing:
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Abacab Capital Management LLC, a Delaware limited liability company (“Abacab Capital”), Abacab Asset Management, LLC, a Delaware limited liability company (“Abacab Asset”), Abacab Fund LP, a Delaware limited partnership (“Abacab Fund”), Bradley Zarlin and Ronald Weinstock (each a “Reporting Person” and collectively, the “Reporting Persons”).
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Item 2(b).
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Address of Principal Business Office or, if none, Residence:
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330 W. 38
th
Street, Suite1407
New York, NY 10018
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Item 2(c).
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Citizenship:
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Abacab Fund is a Delaware limited partnership.
Abacab Capital is a Delaware limited liability company.
Abacab Asset is a New York limited liability company.
Bradley Zarlin is a United States Citizen.
Ronald Weinstock is a United States Citizen.
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Item 2(d).
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Title of Class of Securities:
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Common Stock, $0.01 par value
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Item 2(e).
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CUSIP Number:
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020772109
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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☐
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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☐
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Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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☐
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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☐
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
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(j)
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☐
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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☐
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with §
240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.
CUSIP No. 020772109
|
13G
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Page 8 of 11
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Item 4.
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Ownership:
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(a)
Abacab Fund owns 443,389 shares of the common stock of the
Issuer.
Abacab Capital is the investment manager of Abacab Fund.
By virtue of its relationship with Abacab Fund, Abacab Capital may be deemed to beneficially own the 443,389 shares of common stock
beneficially owned by Abacab Fund.
Abacab Asset is the General Partner of Abacab Fund. By virtue
of its relationship with Abacab Fund, Abacab Asset may be deemed to beneficially own the 443,389 shares of common stock beneficially
owned by Abacab Fund.
Bradley Zarlin is a member of, and a Principal of, Abacab
Capital and Abacab Asset, and a limited partner of Abacab Fund. Mr. Zarlin owns 182,915 shares of common stock of the Issuer, and
by virtue of his relationship with Abacab Fund, Abacab Capital and Abacab Asset (as described above), may be deemed to beneficially
own the 443,389 shares of common stock beneficially owned by Abacab Fund.
Ronald Weinstock is a member of, and a Principal of, Abacab
Capital and Abacab Asset, and a limited partner of Abacab Fund. Mr. Weinstock owns 31,500 shares of common stock of the Issuer
(including 1,500 shares held in his spouse’s IRA), and by virtue of his relationship with Abacab Fund, Abacab Capital and
Abacab Asset (as described above), may be deemed to beneficially own the 443,389 shares of common stock beneficially owned by Abacab
Fund.
|
|
|
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(b)
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Percent of class:
Abacab Fund, Abacab Capital
and Abacab Asset beneficially own 3.7% of the Issuer’s common stock.
Bradley Zarlin beneficially
owns 5.3% of the Issuer’s common stock.
Ronald Weinstock beneficially
owns 4.0% of the Issuer’s common stock.
All percentages above
are based on 11,885,839 shares of common stock of the Issuer outstanding as of November 13, 2017, as reported in the Issuer’s
Current Report on Form 10-Q for the quarter ended September 30, 2017, as filed with the Securities and Exchange Commission on November
14, 2017.
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CUSIP No. 020772109
|
13G
|
Page 9 of 11
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(c)
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Number of shares as to which the person has:
|
|
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(i)
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Sole power to vote or
to direct the vote:
Abacab Fund, Abacab Capital
and Abacab Asset: -0-
Bradley Zarlin: 182,915
Ronald Weinstock: 31,500(including
1,500 shares held in his spouse’s IRA)
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|
|
|
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(ii)
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Shared power to vote
or to direct the vote:
Abacab Fund, Abacab Capital
and Abacab Asset: 443,389
Bradley Zarlin: 443,389
Ronald Weinstock: 443,389
|
|
|
|
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(iii)
|
Sole power to dispose
or to direct the disposition of:
Abacab Fund, Abacab Capital
and Abacab Asset: -0-
Bradley Zarlin: 182,915
Ronald Weinstock: 31,500
(including 1,500 shares held in his spouse’s IRA)
|
|
|
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(iv)
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Shared power to dispose
or to direct the disposition of:
Abacab Fund, Abacab Capital
and Abacab Asset: 443,389
Bradley Zarlin: 443,389
Ronald Weinstock:
443,389
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Item 5.
|
Ownership of Five Percent or Less of a Class:
|
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following. ☐
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Item 6.
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Ownership of More Than Five Percent on Behalf of Another Person:
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Inapplicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
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Inapplicable.
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Item 8.
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Identification and Classification of Members of the Group:
Inapplicable.
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CUSIP No. 020772109
|
13G
|
Page 10 of 11
|
Item 9.
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Notice of Dissolution of Group:
Inapplicable.
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Item 10.
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Certifications:
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By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No. 020772109
|
13G
|
Page 11 of 11
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SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: December 18, 2017
Abacab Fund L.P.
By:
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/s/ Ronald Weinstock
|
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Name:
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Ronald Weinstock
|
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Title:
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Principal – Abacab Asset Management LLC, its General Partner
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Abacab Capital Management
LLC
By:
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/s/ Ronald Weinstock
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Name:
|
Ronald Weinstock
|
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Title:
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Principal
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Abacab Asset Management,
LLC
By:
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/s/ Ronald Weinstock
|
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Name:
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Ronald Weinstock
|
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Title:
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Principal
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Bradley Zarlin
Ronald Weinstock
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the
statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of
the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement,
provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by
reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
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