Current Report Filing (8-k)
May 09 2018 - 5:40PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO SECTION 13 or 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): May 9, 2018
Rennova
Health, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
001-35141
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68-0370244
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(Commission
File Number)
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(I.R.S.
Employer Identification No.)
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400
S. Australian Avenue, Suite 800, West Palm Beach, Florida
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33401
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(561)
855-1626
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(Registrant’s
Telephone Number, Including Area Code)
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_____________________________
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(Former
Name or Former Address, if Changed Since Last Report)
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company[ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
[ ]
Item
5.07. Submission of Matters to a Vote of Security Holders.
On
May 9, 2018, Rennova Health, Inc. (the “Company”) held a Special Meeting of Stockholders to (1) approve an amendment
to the Company’s Certificate of Incorporation, as amended, to increase the number of authorized shares of common stock from
500,000,000 to 3,000,000,000 shares, (2) approve the Company’s new 2018 Incentive Award Plan, and (3) authorize an adjournment
of the Special Meeting, if necessary, if a quorum is present to solicit additional proxies if there are not sufficient votes in
favor of the above proposals.
Proposal
1 was approved by the Company’s stockholders. Set forth below are the final voting results for the proposal submitted to
the stockholders at the Special Meeting.
Proposal
1
: To approve an amendment to our Certificate of Incorporation, as amended, to increase the number of authorized shares of
our common stock from 500,000,000 to 3,000,000,000 shares.
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For:
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258,502,802
shares
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Against:
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210,955,950 shares
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Abstain:
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1,534,353
shares
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Proposal
2 was defeated by the Company’s stockholders. Set forth below are the final results for the proposal submitted to the stockholders
at the Special Meeting.
Proposal
2
: To approve the Company’s new 2018 Incentive Award Plan.
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For:
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130,570,303
shares
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Against:
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83,478,005
shares
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Abstain:
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59,760,533
shares
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Broker Non-Votes:
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197,184,264
shares
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Proposal
3, to authorize an adjournment of the Special Meeting, was not voted on. The Company had previously withdrawn its proposal to
authorize a reverse stock split, so that proposal was also not voted on at the Special Meeting. No other business was conducted
at the Special Meeting. The Company’s common stock and Series F Preferred Stock voted on the proposals together as a single
class and all vote totals above are an aggregate of the votes of the shares of the common stock and Series F Preferred Stock.
For more information
regarding the proposals considered at the Special Meeting, see the Company’s definitive proxy statement filed with the Securities
and Exchange Commission on March 14, 2018.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
May 9, 2018
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RENNOVA
HEALTH, INC.
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By:
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/s/
Seamus Lagan
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Seamus
Lagan
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Chief
Executive Officer
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(principal
executive officer)
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