Hsbc Securities (South Africa) (Pty) Limited - Form 8.5 (EPT/NON-RI) - Vivo Energy Plc
December 03 2021 - 12:46PM
UK Regulatory
TIDMVVO
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: HSBC Securities
(South Africa)
(Pty) Limited
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(b) Name of offeror/offeree in relation to whose relevant Offeree - Vivo
securities this form relates: Energy plc
Use a separate form for each offeror/offeree
--------------------------------------------------------- -------------------
(c) Name of the party to the offer with which exempt Offeror - Vitol
principal trader is connected: Group
--------------------------------------------------------- -------------------
(d) Date position held/dealing undertaken: 01 December 2021
For an opening position disclosure, state the latest
practicable date prior to the disclosure
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(e) In addition to the company in 1(b) above, is the N/A
exempt principal trader making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state
"N/A"
--------------------------------------------------------- -------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
-------------------------------------------------- ---------------------------
Short
Interests positions
-------------------------------------------------- ------------- ------------
Number % Number %
-------------------------------------------------- -------- --- ------ ----
(1) Relevant securities owned and/or controlled: 41 0.00
----------------------------------------------------------------- ------ ----
(2) Cash-settled derivatives:
-------------------------------------------------- -------- --- ------ ----
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell:
-------------------------------------------------- -------- --- ------ ----
TOTAL: 41 0.00
----------------------------------------------------------------- ------ ----
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription
right exists:
------------------------------------------------------------
Details, including nature of the rights concerned
and relevant percentages:
------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total Highest price per unit paid/received Lowest price per unit paid/received
security number of (ZAR) (ZAR)
securities
----------------- ---------------- ---------- ------------------------------------ -----------------------------------
Ordinary Shares Sale 41 28.47 28.47
----------------- ---------------- ---------- ------------------------------------ -----------------------------------
gt
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price
relevant e.g. CFD e.g. opening/closing a long/short position, increasing/reducing reference per
security a long/short position securities unit
-------- ------------------- ---------------------------------------------------------------- ---------- -----
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price e.g. American, European etc. date money
security e.g. call selling, to which per paid/
option varying option unit received
etc. relates per
unit
-------- ----------- ----------- ---------- -------- ----------------------------- ------ --------
(ii) Exercise
Class of Product description Exercising/ Number of Exercise
relevant e.g. call option exercised securities price per
security against unit
------------- ------------------- ------------ ------------- -------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, conversion (if applicable)
------------------ ------------------------------ ------- -----------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and
any party to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent should
not be included. If there are no such agreements,
arrangements or understandings, state "none"
-----------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
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Date of disclosure: 03 December 2021
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Contact name: Mohammed Abdul Qader
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Telephone number: 0207 088 2000
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
https://www.globenewswire.com/Tracker?data=OybmiyrPQS2y3pigJ0jvnq1m-cCA1H0ZfmiABGsHBnXn1T9GIftjC11PR1DK-rd1umuvgZZH5-x1txVVKvY-WOrmY8Eh4Nk8rKV3tkRrfWLL6gvT-kNWPBk6DVPQAJpe
www.thetakeoverpanel.org.uk.
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December 03, 2021 12:46 ET (17:46 GMT)
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