TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution (1245221)
November 01 2021 - 1:18PM
UK Regulatory
TUI AG (TUI) TUI AG: Release according to Article 40, Section 1
of the WpHG [the German Securities Trading Act] with the objective
of Europe-wide distribution 01-Nov-2021 / 18:17 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS
Group. The issuer is solely responsible for the content of this
announcement.
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Notification of Major Holdings 1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
X Ownership of voting rights fell below the 5% threshold due to the increase in total voting rights
outstanding as of 28 October 2021.
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
28 Oct 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 0.81 % 4.13 % 4.94 % 1622914412
Previous 1.66 % 5.91 % 7.57 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAG000 0 13165322 0.00 % 0.81 %
Total 13165322 0.81 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Right to recall shares lent out n/a n/a 2676789 0.16 %
Internal right to recall shares n/a n/a 7500016 0.46 %
lent out
Total 10176805 0.63 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting
maturity date conversion period settlement absolute rights in %
Third Party convertible bonds - 16/04/2028 16/04/2028 Physical 15253015 0.94 %
right of use held
Convertible bonds 16/04/2028 16/04/2028 Physical 8619372 0.53 %
Right to recall convertible 16/04/2028 16/04/2028 Physical 6895494 0.42 %
bonds lent out
Cash-settled Call Option 08/06/2023 08/06/2023 Cash 151097 0.01 %
Equity Swap 02/11/2021 - 23/08 02/11/2021 - 23/08/ Cash 25946632 1.60 %
/2028 2028
Total 56865610 3.50 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P. Morgan Capital % % %
Holdings Limited
J.P. Morgan Securities % % %
plc
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings % % %
LLC
J.P. Morgan Broker-Dealer % % %
Holdings Inc.
J.P. Morgan Securities % % %
LLC
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P. Morgan Structured % % %
Products B.V.
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
01 Nov 2021
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ISIN: DE000TUAG000
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 125720
EQS News ID: 1245221
End of Announcement EQS News Service
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