TIDMTRU TIDMTRU

RNS Number : 4398J

TruFin PLC

22 December 2020

TR-1: Standard form for notification of major holdings

TruFin plc (LSE: TRU) (the "Company") has been notified by the trustee of the TruFin plc Employee Benefit Trust (the "EBT") that, on 21 December 2020, the EBT disposed of 1,807,217 ordinary shares of 91 pence each ("Ordinary Shares") in the Company in connection with the exercise by a former employee of a nil cost option granted by the Company under the Company's Performance Share Plan.

Following this transfer, the EBT holds 1,566,255 Ordinary Shares, representing approximately 1.94 per cent of the Company's issued ordinary share capital.

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer 
  and to the FCA in Microsoft Word format if possible) 
 
 
 1a. Identity of the issuer or                                                 TruFin Plc 
  the underlying issuer of existing 
  shares to which voting rights are 
  attached (ii) : 
                                                     ------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark 
  with an "X" if appropriate) 
 Non-UK issuer                                                                                           x 
                                                                                                 ----------------- 
 2. Reason for the notification (please mark the appropriate box 
  or boxes with an "X") 
 An acquisition or disposal of voting rights                                                             x 
                                                                                                 ----------------- 
 An acquisition or disposal of financial instruments 
                                                                                                 ----------------- 
 An event changing the breakdown of voting rights 
                                                                                                 ----------------- 
 Other (please specify)(iii) : 
                                                                                                 ----------------- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                 Intertrust Employee Benefit Trustee 
                                                       Limited in its capacity as trustee 
                                                       of the TruFin plc Employee Benefit 
                                                       Trust 
                                                     ------------------------------------------------------------- 
 City and country of registered                       St Helier, Jersey 
  office (if applicable) 
                                                     ------------------------------------------------------------- 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                     ------------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
                                                     ------------------------------------------------------------- 
 5. Date on which the threshold 
  was crossed or reached (vi) :                       2 1/12/ 2020 
                                                     ------------------------------------------------------------- 
 6. Date on which issuer notified 
  (DD/MM/YYYY):                                       2 1/12/ 2020 
                                                     ------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                                  % of voting              % of voting          Total of both     Total number of 
                                 rights attached          rights through          in % (8.A +      voting rights 
                                to shares (total      financial instruments          8.B)          of issuer (vii) 
                                    of 8. A)              (total of 8.B 
                                                            1 + 8.B 2) 
                            -----------------------  -----------------------  -----------------  ----------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                 1.94%                                              1.94%             1,566,255 
                            -----------------------  -----------------------  -----------------  ----------------- 
 Position of 
  previous notification 
  (if applicable)            4.17%                                              4.17%             3,373,472 
                            -----------------------  -----------------------  -----------------  ----------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of       Number of voting rights                 % of voting rights 
  shares              (ix) 
  ISIN code (if 
  possible) 
                    --------------------------------------  ------------------------------------------------------- 
                         Direct             Indirect                        Direct                     Indirect 
                        (Art 9 of     (Art 10 of Directive            (Art 9 of Directive              (Art 10 of 
                        Directive         2004/109/EC)                   2004/109/EC)                  Directive 
                      2004/109/EC)         (DTR5.2.1)                      (DTR5.1)                   2004/109/EC) 
                        (DTR5.1)                                                                       (DTR5.2.1) 
                    ---------------  ---------------------  -------------------------------------  ---------------- 
   JE00BYVWJZ03        1,566,255                             1.94% 
                    ---------------  ---------------------  -------------------------------------  ---------------- 
 
 
 (i) SUBTOTAL 8. 
  A                                1,566,255                                         1.94% 
                    --------------------------------------  ------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 
  2004/109/EC (DTR5.3.1.1 (a)) 
 Type of financial   Expiration       Exercise/              Number of voting                       % of voting 
  instrument          date             Conversion             rights that may                        rights 
                      (x)              Period (xi)            be acquired if the 
                                                              instrument is exercised/converted. 
                    ---------------  ---------------------  -------------------------------------  ---------------- 
 
 
 
                                      SUBTOTAL 8. 
                                       B 1 
                    ---------------  ---------------------  -------------------------------------  ---------------- 
 
 B 2: Financial Instruments with similar economic effect according 
  to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of            Expiration        Exercise/              Physical or       Number of            % of voting 
  financial          date             Conversion              cash              voting rights        rights 
  instrument         (x)              Period                  settlement 
                                      (xi)                    (xii) 
                   ----------------  ---------------------  ----------------  -------------------  ---------------- 
 
 
 
                                                             SUBTOTAL 8.B.2 
 ----------------------------------  ---------------------  ----------------  -------------------  ---------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                      x 
  by any natural person or legal entity and does not control any 
  other undertaking(s) holding directly or indirectly an interest 
  in the (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting 
  rights and/or the 
  financial instruments are effectively held starting with the 
  ultimate controlling natural person or legal entity (xiv) (please 
  add additional rows as necessary) 
   Name (xv)      % of voting rights          % of voting rights          Total of both if 
                   if it equals or             through financial           it equals or is 
                   is higher than              instruments if              higher than the 
                   the notifiable              it equals or is             notifiable threshold 
                   threshold                   higher than the 
                                               notifiable threshold 
                 --------------------------  --------------------------  ------------------------ 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                             ---------------------------------------------------- 
 The number and % of voting rights 
  held 
                                             ---------------------------------------------------- 
 The date until which the voting 
  rights will be held 
                                             ---------------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion    44 Esplanade, St Helier, Jersey, JE4 9WG 
 Date of completion     2 1/12/2020 
                       ----------------------------------------- 
 

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