TIDMTHR
RNS Number : 4291M
Thor Mining PLC
28 July 2017
Friday, 28 July 2017
THOR MINING PLC
("Thor" or the "Company")
Director/PDMR Shareholding
The Directors of Thor Mining PLC (AIM, ASX: THR) wish to advise
of the issue of ordinary shares of 0.01p each in the capital of the
Company ("Ordinary Shares"), pursuant to the placing announced on
20 June 2017, and warrants over Ordinary Shares, to Directors, as
approved by shareholders at the General Meeeting held on 27 July
2017.
The table below summarises the securities issued and the
resultant balance of securities held by the Directors following the
issue, including the resultant percentage of the issued share
capital held by each Director and their closely associated
persons.
Director Ordinary Resultant Warrants Director Resulting
Shares Ordinary Granted Warrants Warrants
issued Shares held (Placement Granted held
(Placement Participation)
Participation)
-------------------
Number Number % Number Number Number
------------ ---------------- ----------- ------ ---------------- ---------- -----------
Michael
Billing 3,000,000 28,265,242 6.66% 3,000,000 3,000,000 18,765,040
------------ ---------------- ----------- ------ ---------------- ---------- -----------
David
Thomas - 9,160,970 2.16% - 3,000,000 9,306,800
------------ ---------------- ----------- ------ ---------------- ---------- -----------
Gervaise
Heddle - 4,637,958 1.09% - 3,000,000 11,000,000
------------ ---------------- ----------- ------ ---------------- ---------- -----------
Paul
Johnson 5,000,000 16,002,649 3.77% 5,000,000 3,000,000 21,200,000
------------ ---------------- ----------- ------ ---------------- ---------- -----------
Alastair
Middleton - - - - 3,000,000 3,000,000
------------ ---------------- ----------- ------ ---------------- ---------- -----------
The relevant details are provided in the notifications below,
made in accordance with the requirements of the EU Market Abuse
Regulation and the Australian Securities Exchange.
Enquiries:
Mick Billing +61 (8) 7324 Thor Mining Executive
1935 PLC Chairman
Ray Ridge +61 (8) 7324 Thor Mining CFO/Company
1935 PLC Secretary
Colin Aaronson/ +44 (0) 207 383 Grant Thornton Nominated
Daniel Bush/ 5100 UK LLP Adviser
Richard Tonthat
Elliot Hance +44 (0) 207382 Beaufort Securities Joint Broker
8300 Limited
Nick Emerson +44 (0) 1483 SI Capital Ltd Joint Broker
413 500
Tim Blythe/ +44 (0) 207 138 Blytheweigh Financial
Camilla Horsfall 3222 PR
Updates on the Company's activities are regularly posted on
Thor's website www.thormining.com, which includes a facility to
register to receive these updates by email, and on the Company's
twitter page @ThorMining.
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
-------------------------------
ARBN: 121 117 673
-------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Michael Robert Billing
-------------------- -----------------------
Date of last notice 3 March 2017
-------------------- -----------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Direct or indirect Direct & Indirect
interest
--------------------------- ------------------------------------------------------------------
Nature of indirect Michael Billing is:
interest * a trustee and beneficiary of the Lapun Kamap Super
(including registered Fund
holder)
Note: Provide details
of the circumstances * a trustee and beneficiary of the Lapun Kamap BB Super
giving rise to the Fund
relevant interest.
* a director and shareholder of MBB Trading Pty Ltd.
--------------------------- ------------------------------------------------------------------
Date of change 28 July 2017
--------------------------- ------------------------------------------------------------------
No. of securities
held before change * 6,173,340 CDIs
- Direct
* 100,000 AIM listed Shares
--------------------------- ------------------------------------------------------------------
No. of securities Held by Mr M Billing and
held before change Mrs B Billing as trustees
- Indirect and beneficiaries of the
Lapun Kamap Super Fund.
* 10,873,689 CDIs
* 5,565,040 Unlisted Options, exercise price GBP0.0125,
expiry 11/4/19.
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 26/7/19.
Held by MBB Trading Pty Ltd
* 8,118,213 CDIs
* 3,200,000 Unlisted Options, exercise price GBP0.0125,
expiry 11/4/19.
--------------------------- ------------------------------------------------------------------
Class
* CDIs
* Unlisted options, exercise price 1.8 pence, expiry
28/7/19.
* Unlisted options, exercise price 1.8 pence, expiry
31/3/20.
--------------------------- ------------------------------------------------------------------
Number acquired - 3,000,000 Unlisted options,
Direct exercise price 1.8 pence,
expiry 31/3/20.
--------------------------- ------------------------------------------------------------------
Number acquired -
Indirect * 1,000,000 CDIs to Lapun Kamap Super Fund.
* 1,000,000 CDIs to Lapun Kamap BB Super Fund.
* 1,000,000 CDIs to MBB Trading Pty Ltd.
* 1,000,000 Unlisted options (exercise price 1.8 pence,
expiry 28/7/19) to Lapun Kamap Super Fund.
* 1,000,000 Unlisted options (exercise price 1.8 pence,
expiry 28/7/19) to Lapun Kamap BB Super Fund.
* 1,000,000 Unlisted options (exercise price 1.8 pence,
expiry 28/7/19) to MBB Trading Pty Ltd.
--------------------------- ------------------------------------------------------------------
Number disposed N/A
--------------------------- ------------------------------------------------------------------
Value/Consideration
Note: If consideration * 0.9 pence per CDI, or total consideration of
is non-cash, provide GBP27,000.
details and estimated
valuation
* Nil.
* Nil.
--------------------------- ------------------------------------------------------------------
No. of securities
held after change * 6,173,340 CDIs
- Direct
* 100,000 AIM listed Shares
* 3,000,000 Unlisted options, exercise price 1.8 pence,
expiry 31/3/20.
--------------------------- ------------------------------------------------------------------
No. of securities Held by Mr M Billing and
held after change Mrs B Billing as trustees
- Indirect and beneficiaries of the
Lapun Kamap Super Fund.
* 11,873,689 CDIs
* 5,565,040 Unlisted Options, exercise price GBP0.0125,
expiry 11/4/19.
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 26/7/19.
* 1,000,000 Unlisted options, exercise price 1.8 pence,
expiry 28/7/19.
Held by Mr M Billing and
Mrs B Billing as trustees
and beneficiaries of the
Lapun K amap BB Super Fund.
* 1,000,000 CDIs
* 1,000,000 Unlisted options, exercise price 1.8 pence,
expiry 28/7/19.
Held by MBB Trading Pty Ltd
* 9,118,213 CDIs
* 3,200,000 Unlisted Options, exercise price GBP0.0125,
expiry 11/4/19.
* 1,000,000 Unlisted options, exercise price 1.8 pence,
expiry 28/7/19.
--------------------------- ------------------------------------------------------------------
Nature of change
Example: on-market * Participation in a placement to sophisticated
trade, off-market investors in the UK, on the same terms as other
trade, exercise of investors. Director participation approved at a
options, issue of General Meeting on 27 July 2017.
securities under dividend
reinvestment plan,
participation in buy-back * Unlisted options issued on the basis of one free
option for each share subscribed for under the
placement noted above. On the same terms as other
investors.
* Unlisted options issued to each Director, for nil
consideration. Approved by shareholders at a General
Meeting on 27 July 2017.
--------------------------- ------------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Detail of contract
------------------------
Nature of interest
------------------------
Name of registered
holder
(if issued securities)
------------------------
Date of change
------------------------
No. and class of
securities to which
interest related
prior to change
Note: Details are
only required for
a contract in relation
to which the interest
has changed
------------------------
Interest acquired
------------------------
Interest disposed
------------------------
Value/Consideration
Note: If consideration
is non-cash, provide
details and estimated
valuation
------------------------
Interest after change
------------------------
Part 3 - +Closed period
Were the interests No.
in the securities
or contracts detailed
above traded during
a +closed period
where prior written
clearance was required?
------------------------- ----
If so, was prior N/A
written clearance
provided to allow
the trade to proceed
during this period?
------------------------- ----
If prior written N/A
clearance was provided,
on what date was
this provided?
------------------------- ----
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
-------------------------------
ARBN: 121 117 673
-------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Gervaise Heddle
-------------------- ----------------
Date of last notice 7 December 2016
-------------------- ----------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Direct or indirect Direct
interest
------------------------- --------------------------------------------------------------
Nature of indirect N/A
interest
(including registered
holder)
Note: Provide details
of the circumstances
giving rise to the
relevant interest.
------------------------- --------------------------------------------------------------
Date of change 28 July 2017
------------------------- --------------------------------------------------------------
No. of securities
held prior to change * 4,637,958 Ordinary Shares
-Direct
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 7/4/19.
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 26/7/19.
------------------------- --------------------------------------------------------------
No. of securities Nil
held prior to change-
Indirect
------------------------- --------------------------------------------------------------
Class Unlisted options, exercise
price 1.8 pence, expiry 31/3/20.
------------------------- --------------------------------------------------------------
Number acquired -
Direct 3,000,000
------------------------- --------------------------------------------------------------
Number acquired - N/A
Indirect
------------------------- --------------------------------------------------------------
Number disposed N/A
------------------------- --------------------------------------------------------------
Value/Consideration Nil
Note: If consideration
is non-cash, provide
details and estimated
valuation
------------------------- --------------------------------------------------------------
No. of securities
held after change * 4,637,958 Ordinary Shares
- Direct
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 7/4/19.
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 26/7/19.
* 3,000,000 Unlisted options, exercise price 1.8 pence,
expiry 31/3/20.
------------------------- --------------------------------------------------------------
No. of securities Nil
held after change
- Indirect
------------------------- --------------------------------------------------------------
Nature of change Unlisted options issued to
Example: on-market each Director, for nil consideration.
trade, off-market Approved by shareholders
trade, exercise of at a General Meeting on 27
options, issue of July 2017.
securities under
dividend reinvestment
plan, participation
in buy-back
------------------------- --------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Detail of contract
----------------------------
Nature of interest
----------------------------
Name of registered
holder
(if issued securities)
----------------------------
Date of change
----------------------------
No. and class of securities
to which interest
related prior to change
Note: Details are
only required for
a contract in relation
to which the interest
has changed
----------------------------
Interest acquired
----------------------------
Interest disposed
----------------------------
Value/Consideration
Note: If consideration
is non-cash, provide
details and an estimated
valuation
----------------------------
Interest after change
----------------------------
Part 3 - +Closed period
Were the interests No
in the securities
or contracts detailed
above traded during
a +closed period where
prior written clearance
was required?
--------------------------- ----
If so, was prior written N/A
clearance provided
to allow the trade
to proceed during
this period?
--------------------------- ----
If prior written clearance N/A
was provided, on what
date was this provided?
--------------------------- ----
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Thor Mining PLC
------------------------------
ABN 121 117 673
------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Paul Johnson
-------------------- -------------
Date of last notice 28 June 2017
-------------------- -------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Direct or indirect interest Direct and Indirect
---------------------------------- -------------------------------------------------------------
Nature of indirect interest
(including registered * Mrs M Johnson (spouse)
holder)
Note: Provide details
of the circumstances * Value Generation Limited, a company 50% owned by Mr P
giving rise to the relevant Johnson and 50% owned by Mrs M Johnson.
interest.
---------------------------------- -------------------------------------------------------------
Date of change 28 July 2017
---------------------------------- -------------------------------------------------------------
No. of securities held
prior to change - Direct * 5,402,649 Ordinary Shares (AIM listed)
* 3,200,000 Unlisted Options, exercise price GBP0.0125,
1/10/18.
* 10,000,000 Unlisted Options, exercise price
GBP0.0125, expiry 2/9/19.
---------------------------------- -------------------------------------------------------------
No. of securities held
prior to change - Indirect * 4,600,000 Ordinary Shares (AIM listed) held by Mrs M
Johnson
* 1,000,000 Ordinary Shares (AIM listed) held by Value
Generation Limited.
---------------------------------- -------------------------------------------------------------
Class
* Ordinary Shares
* Unlisted options, exercise price 1.8 pence, expiry
28/7/19.
* Unlisted options, exercise price 1.8 pence, expiry
31/3/20.
---------------------------------- -------------------------------------------------------------
Number acquired - Direct
* 5,000,000 Ordinary Shares
* 5,000,000 Unlisted options, exercise price 1.8 pence,
expiry 28/7/19.
* 3,000,000 Unlisted options, exercise price 1.8 pence,
expiry 31/3/20.
---------------------------------- -------------------------------------------------------------
Number acquired - Indirect N/A
---------------------------------- -------------------------------------------------------------
Number disposed N/A
---------------------------------- -------------------------------------------------------------
Value/Consideration
Note: If consideration * 0.9 pence per Ordinary Share, or total consideration
is non-cash, provide of GBP45,000.
details and estimated
valuation
* Nil.
* Nil.
---------------------------------- -------------------------------------------------------------
No. of securities held
after change - Direct * 10,402,649 Ordinary Shares (AIM listed)
* 3,200,000 Unlisted Options, exercise price GBP0.0125,
expiry 1/10/18.
* 10,000,000 Unlisted Options, exercise price
GBP0.0125, expiry 2/9/19.
* 5,000,000 Unlisted options, exercise price 1.8 pence,
expiry 28/7/19.
* 3,000,000 Unlisted options, exercise price 1.8 pence,
expiry 31/3/20.
---------------------------------- -------------------------------------------------------------
No. of securities held
after change - Indirect * 4,600,000 Ordinary Shares (AIM listed) held by Mrs M
Johnson
* 1,000,000 Ordinary Shares (AIM listed) held by Value
Generation Limited
---------------------------------- -------------------------------------------------------------
Nature of change
Example: on-market trade, * Participation in a placement to sophisticated
off-market trade, exercise investors in the UK, on the same terms as other
of options, issue of investors. Director participation approved at a
securities under dividend General Meeting on 27 July 2017.
reinvestment plan, participation
in buy-back
* Unlisted options issued on the basis of one free
option for each share subscribed for under the
placement noted above. On the same terms as other
investors.
* Unlisted options issued to each Director, for nil
consideration. Approved by shareholders at a General
Meeting on 27 July 2017.
---------------------------------- -------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Detail of contract
----------------------------
Nature of interest
----------------------------
Name of registered
holder
(if issued securities)
----------------------------
Date of change
----------------------------
No. and class of securities
to which interest
related prior to change
Note: Details are
only required for
a contract in relation
to which the interest
has changed
----------------------------
Interest acquired
----------------------------
Interest disposed
----------------------------
Value/Consideration
Note: If consideration
is non-cash, provide
details and an estimated
valuation
----------------------------
Interest after change
----------------------------
Part 3 - +Closed period
Were the interests No.
in the securities
or contracts detailed
above traded during
a +closed period where
prior written clearance
was required?
--------------------------- ----
If so, was prior written No.
clearance provided
to allow the trade
to proceed during
this period?
--------------------------- ----
If prior written clearance N/A
was provided, on what
date was this provided?
--------------------------- ----
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
-------------------------------
ARBN: 121 117 673
-------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director David Edward Thomas
-------------------- --------------------
Date of last notice 7 December 2016
-------------------- --------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Direct or indirect Direct
interest
------------------------- -------------------------------------------------------------
Nature of indirect N/A
interest
(including registered
holder)
Note: Provide details
of the circumstances
giving rise to the
relevant interest.
------------------------- -------------------------------------------------------------
Date of change 28 July 2017
------------------------- -------------------------------------------------------------
No. of securities
held prior to change: * 9,160,970 CDIs
Direct.
* 2,306,800 Unlisted Option, exercise price GBP0.0125,
expiry 11/4/19.
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 26/7/19.
------------------------- -------------------------------------------------------------
No. of securities Nil
held prior to change:
Indirect.
------------------------- -------------------------------------------------------------
Class Unlisted options, exercise
price 1.8 pence, expiry 31/3/20.
------------------------- -------------------------------------------------------------
Number acquired -
Direct 3,000,000
------------------------- -------------------------------------------------------------
Number acquired - N/A
Indirect
------------------------- -------------------------------------------------------------
Number disposed N/A
------------------------- -------------------------------------------------------------
Value/Consideration Nil
Note: If consideration
is non-cash, provide
details and estimated
valuation
------------------------- -------------------------------------------------------------
No. of securities
held after change: * 9,160,970 CDIs
Direct
* 2,306,800 Unlisted Option, exercise price GBP0.0125,
expiry 11/4/19.
* 4,000,000 Unlisted Options, exercise price GBP0.0125,
expiry 26/7/19.
* 3,000,000 Unlisted options, exercise price 1.8 pence,
expiry 31/3/20.
------------------------- -------------------------------------------------------------
No. of securities Nil
held after change:
Indirect
------------------------- -------------------------------------------------------------
Nature of change Unlisted options issued to
Example: on-market each Director, for nil consideration.
trade, off-market Approved by shareholders
trade, exercise of at a General Meeting on 27
options, issue of July 2017.
securities under
dividend reinvestment
plan, participation
in buy-back
------------------------- -------------------------------------------------------------
Part 2 - Change of director's interests in contracts
Detail of contract
--------------------------
Nature of interest
--------------------------
Name of registered
holder
(if issued securities)
--------------------------
Date of change
--------------------------
No. and class of
securities to which
interest related
prior to change
Note: Details are
only required for
a contract in relation
to which the interest
has changed
--------------------------
Interest acquired
--------------------------
Interest disposed
--------------------------
Value/Consideration
Note: If consideration
is non-cash, provide
details and an estimated
valuation
--------------------------
Interest after change
--------------------------
Part 3 - +Closed period
Were the interests No
in the securities
or contracts detailed
above traded during
a +closed period
where prior written
clearance was required?
------------------------- ----
If so, was prior N/A
written clearance
provided to allow
the trade to proceed
during this period?
------------------------- ----
If prior written N/A
clearance was provided,
on what date was
this provided?
------------------------- ----
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
-------------------------------
ARBN: 121 117 673
-------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Alastair Middleton
-------------------- -------------------
Date of last notice 31 March 2017
-------------------- -------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Direct or indirect Direct
interest
------------------------- ---------------------------------------
Nature of indirect N/A
interest
(including registered
holder)
Note: Provide details
of the circumstances
giving rise to the
relevant interest.
------------------------- ---------------------------------------
Date of change 28 July 2017
------------------------- ---------------------------------------
No. of securities Nil
held prior to change:
Direct.
------------------------- ---------------------------------------
No. of securities Nil
held prior to change:
Indirect.
------------------------- ---------------------------------------
Class Unlisted options, exercise
price 1.8 pence, expiry 31/3/20.
------------------------- ---------------------------------------
Number acquired -
Direct 3,000,000
------------------------- ---------------------------------------
Number acquired - N/A
Indirect
------------------------- ---------------------------------------
Number disposed N/A
------------------------- ---------------------------------------
Value/Consideration Nil
Note: If consideration
is non-cash, provide
details and estimated
valuation
------------------------- ---------------------------------------
No. of securities 3,000,000 Unlisted options,
held after change: exercise price 1.8 pence,
Direct expiry 31/3/20.
------------------------- ---------------------------------------
No. of securities Nil
held after change:
Indirect
------------------------- ---------------------------------------
Nature of change Unlisted options issued to
Example: on-market each Director, for nil consideration.
trade, off-market Approved by shareholders
trade, exercise of at a General Meeting on 27
options, issue of July 2017.
securities under
dividend reinvestment
plan, participation
in buy-back
------------------------- ---------------------------------------
Part 2 - Change of director's interests in contracts
Detail of contract
--------------------------
Nature of interest
--------------------------
Name of registered
holder
(if issued securities)
--------------------------
Date of change
--------------------------
No. and class of
securities to which
interest related
prior to change
Note: Details are
only required for
a contract in relation
to which the interest
has changed
--------------------------
Interest acquired
--------------------------
Interest disposed
--------------------------
Value/Consideration
Note: If consideration
is non-cash, provide
details and an estimated
valuation
--------------------------
Interest after change
--------------------------
Part 3 - +Closed period
Were the interests No
in the securities
or contracts detailed
above traded during
a +closed period
where prior written
clearance was required?
------------------------- ----
If so, was prior N/A
written clearance
provided to allow
the trade to proceed
during this period?
------------------------- ----
If prior written N/A
clearance was provided,
on what date was
this provided?
------------------------- ----
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
----- ----------------------------------------------------------------------------
a) Name Michael Billing
Details of legal persons:
(a) Lapun Kamap Super Fund
(Michael Billing is a trustee
and beneficiary).
(b) Lapun Kamap BB Super
Fund (Michael Billing is
a trustee and beneficiary).
(c) MBB Trading Pty Ltd (Michael
Billing is a director and
shareholder).
----- ----------------------------- ---------------------------------------------
2 Reason for the notification
----- ----------------------------------------------------------------------------
a) Position/status Executive Chairman
----- ----------------------------- ---------------------------------------------
b) Initial notification Initial notification
/Amendment
----- ----------------------------- ---------------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
----- ----------------------------------------------------------------------------
a) Name Thor Mining Plc
----- ----------------------------- ---------------------------------------------
b) LEI N/A
----- ----------------------------- ---------------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
----- ----------------------------------------------------------------------------
a) Description of Ordinary shares of 0.01 pence
the financial each
instrument, type
of instrument
-----
Identification GB00BD0NBV71
code
b) Nature of the Participation in a placement,
transaction on the same terms as other
investors.
Ordinary Shares allotted
as follows:
(a) Lapun Kamap Super Fund
1,000,000.
(b) Lapun Kamap BB Super
Fund 1,000,000.
(c) MBB Trading Pty Ltd 1,000,000.
----- ----------------------------- ---------------------------------------------
.c) Price(s) and volume(s)
----- --------------------- -------------------
Price(s) Volume(s)
----- --------------------- -------------------
0.9 pence 3,000,000
--------------------------------------------------------- -------------------
d) Aggregated information
-----
- Aggregated volume Aggregate volume: 3,000,000
- Price Aggregate price: 0.9 pence
Aggregate total: GBP27,000.00
e) Date of the transaction 28 July 2017
----- ----------------------------- ---------------------------------------------
f) Place of the transaction London Stock Exchange's AIM
Market
----- ----------------------------- ---------------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- --------------------------------------------------------------------
a) Name Paul Johnson
---- ----------------------------- -------------------------------------
2 Reason for the notification
---- --------------------------------------------------------------------
a) Position/status Non-Executive Director
---- ----------------------------- -------------------------------------
b) Initial notification Initial notification
/Amendment
---- ----------------------------- -------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- --------------------------------------------------------------------
a) Name Thor Mining Plc
---- ----------------------------- -------------------------------------
b) LEI N/A
---- ----------------------------- -------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Ordinary shares of 0.01 pence
the financial each
instrument, type
of instrument
----
Identification GB00BD0NBV71
code
b) Nature of the Participation in a placement,
transaction on the same terms as other
investors.
---- ----------------------------- -------------------------------------
c) Price(s) and volume(s)
---- ----------------- ---------------
Price(s) Volume(s)
---- ----------------- ---------------
0.9 pence 5,000,000
---------------------------------------------------- ---------------
d) Aggregated information
----
- Aggregated volume Aggregate volume: 5,000,000
- Price Aggregate price: 0.9 pence
Aggregate total: GBP45,000.00
e) Date of the transaction 28 July 2017
---- ----------------------------- -------------------------------------
f) Place of the transaction London Stock Exchange's AIM
Market
---- ----------------------------- -------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
----- -------------------------------------------------------------------------
a) Name Michael Billing
Details of legal persons:
(a) Lapun Kamap Super Fund
(Michael Billing is a trustee
and beneficiary).
(b) Lapun Kamap BB Super
Fund (Michael Billing is
a trustee and beneficiary).
(c) MBB Trading Pty Ltd (Michael
Billing is a director and
shareholder).
----- -------------------------- ---------------------------------------------
2 Reason for the notification
----- -------------------------------------------------------------------------
a) Position/status Executive Chairman
----- -------------------------- ---------------------------------------------
b) Initial notification Initial notification
/Amendment
----- -------------------------- ---------------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
----- -------------------------------------------------------------------------
a) Name Thor Mining Plc
----- -------------------------- ---------------------------------------------
b) LEI N/A
----- -------------------------- ---------------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
----- -------------------------------------------------------------------------
a) Description of Warrants over ordinary shares
the financial of 0.01 pence each expiring
instrument, type on 28 July 2019
of instrument
-----
Identification GB00BD0NBV71
code
b) Nature of the Warrants granted to subscribers
transaction in a placement
Warrants over ordinary shares
allotted as follows:
(d) Lapun Kamap Super Fund
1,000,000.
(e) Lapun Kamap BB Super
Fund 1,000,000.
(f) MBB Trading Pty Ltd 1,000,000.
----- -------------------------- ---------------------------------------------
.c) Price(s) and volume(s)
----- ------------------------- ---------------
Price(s) Volume(s)
----- ------------------------- ---------------
Exercise price:
1.8 pence 3,000,000
---------------------------------------------------------- ---------------
d) Aggregated information
-----
- Aggregated volume NA
- Price
e) Date of the transaction 28 July 2017
----- -------------------------- ---------------------------------------------
f) Place of the transaction Outside of a trading venue
----- -------------------------- ---------------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- ------------------------------------------------------------------
a) Name Paul Johnson
---- -------------------------- --------------------------------------
2 Reason for the notification
---- ------------------------------------------------------------------
a) Position/status Non-Executive Director
---- -------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
---- -------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- ------------------------------------------------------------------
a) Name Thor Mining Plc
---- -------------------------- --------------------------------------
b) LEI N/A
---- -------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- ------------------------------------------------------------------
a) Description of Warrants over ordinary shares
the financial of 0.01 pence each expiring
instrument, type on 28 July 2019
of instrument
----
Identification GB00BD0NBV71
code
b) Nature of the Warrants granted to subscribers
transaction in a placement
---- -------------------------- --------------------------------------
c) Price(s) and volume(s)
---- --------------------- ------------
Price(s) Volume(s)
---- --------------------- ------------
Exercise price:
1.8 pence 5,000,000
----------------------------------------------------- ------------
d) Aggregated information
----
- Aggregated volume NA
- Price
e) Date of the transaction 28 July 2017
---- -------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
---- -------------------------- --------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- --------------------------------------------------------------------
a) Name Michael Billing
---- -------------------------- ----------------------------------------
2 Reason for the notification
---- --------------------------------------------------------------------
a) Position/status Executive Chairman
---- -------------------------- ----------------------------------------
b) Initial notification Initial notification
/Amendment
---- -------------------------- ----------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- --------------------------------------------------------------------
a) Name Thor Mining Plc
---- -------------------------- ----------------------------------------
b) LEI N/A
---- -------------------------- ----------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Options over ordinary shares
the financial of 0.01 pence each expiring
instrument, type on 31 March 2020
of instrument
----
Identification Ordinary share ISIN: GB00BD0NBV71
code
b) Nature of the Grant of options over ordinary
transaction shares to Directors
---- -------------------------- ----------------------------------------
c) Price(s) and volume(s)
---- ---------------------- -------------
Price(s) Volume(s)
---- ---------------------- -------------
Exercise price:
1.8 pence 3,000,000
------------------------------------------------------ -------------
d) Aggregated information
----
- Aggregated volume NA
- Price
e) Date of the transaction 28 July 2017
---- -------------------------- ----------------------------------------
f) Place of the transaction Outside a trading venue
---- -------------------------- ----------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- --------------------------------------------------------------------
a) Name David Thomas
---- -------------------------- ----------------------------------------
2 Reason for the notification
---- --------------------------------------------------------------------
a) Position/status Non-Executive Director
---- -------------------------- ----------------------------------------
b) Initial notification Initial notification
/Amendment
---- -------------------------- ----------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- --------------------------------------------------------------------
a) Name Thor Mining Plc
---- -------------------------- ----------------------------------------
b) LEI N/A
---- -------------------------- ----------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Options over ordinary shares
the financial of 0.01 pence each expiring
instrument, type on 31 March 2020
of instrument
----
Identification Ordinary share ISIN: GB00BD0NBV71
code
b) Nature of the Grant of options over ordinary
transaction shares to Directors
---- -------------------------- ----------------------------------------
c) Price(s) and volume(s)
---- ---------------------- -------------
Price(s) Volume(s)
---- ---------------------- -------------
Exercise price:
1.8 pence 3,000,000
------------------------------------------------------ -------------
d) Aggregated information
----
- Aggregated volume NA
- Price
e) Date of the transaction 28 July 2017
---- -------------------------- ----------------------------------------
f) Place of the transaction Outside a trading venue
---- -------------------------- ----------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- --------------------------------------------------------------------
a) Name Gervaise Heddle
---- -------------------------- ----------------------------------------
2 Reason for the notification
---- --------------------------------------------------------------------
a) Position/status Non-Executive Director
---- -------------------------- ----------------------------------------
b) Initial notification Initial notification
/Amendment
---- -------------------------- ----------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- --------------------------------------------------------------------
a) Name Thor Mining Plc
---- -------------------------- ----------------------------------------
b) LEI N/A
---- -------------------------- ----------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Options over ordinary shares
the financial of 0.01 pence each expiring
instrument, type on 31 March 2020
of instrument
----
Identification Ordinary share ISIN: GB00BD0NBV71
code
b) Nature of the Grant of options over ordinary
transaction shares to Directors
---- -------------------------- ----------------------------------------
c) Price(s) and volume(s)
---- ---------------------- -------------
Price(s) Volume(s)
---- ---------------------- -------------
Exercise price:
1.8 pence 3,000,000
------------------------------------------------------ -------------
d) Aggregated information
----
- Aggregated volume NA
- Price
e) Date of the transaction 28 July 2017
---- -------------------------- ----------------------------------------
f) Place of the transaction Outside a trading venue
---- -------------------------- ----------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- --------------------------------------------------------------------
a) Name Paul Johnson
---- -------------------------- ----------------------------------------
2 Reason for the notification
---- --------------------------------------------------------------------
a) Position/status Non-Executive Director
---- -------------------------- ----------------------------------------
b) Initial notification Initial notification
/Amendment
---- -------------------------- ----------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- --------------------------------------------------------------------
a) Name Thor Mining Plc
---- -------------------------- ----------------------------------------
b) LEI N/A
---- -------------------------- ----------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Options over ordinary shares
the financial of 0.01 pence each expiring
instrument, type on 31 March 2020
of instrument
----
Identification Ordinary share ISIN: GB00BD0NBV71
code
b) Nature of the Grant of options over ordinary
transaction shares to Directors
---- -------------------------- ----------------------------------------
c) Price(s) and volume(s)
---- ---------------------- -------------
Price(s) Volume(s)
---- ---------------------- -------------
Exercise price:
1.8 pence 3,000,000
------------------------------------------------------ -------------
d) Aggregated information
----
- Aggregated volume NA
- Price
e) Date of the transaction 28 July 2017
---- -------------------------- ----------------------------------------
f) Place of the transaction Outside a trading venue
---- -------------------------- ----------------------------------------
Notification of Transactions of Persons Discharging Managerial
Responsibility and Persons Closely Associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- --------------------------------------------------------------------
a) Name Alastair Middleton
---- -------------------------- ----------------------------------------
2 Reason for the notification
---- --------------------------------------------------------------------
a) Position/status Non-Executive Director
---- -------------------------- ----------------------------------------
b) Initial notification Initial notification
/Amendment
---- -------------------------- ----------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- --------------------------------------------------------------------
a) Name Thor Mining Plc
---- -------------------------- ----------------------------------------
b) LEI N/A
---- -------------------------- ----------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Options over ordinary shares
the financial of 0.01 pence each expiring
instrument, type on 31 March 2020
of instrument
----
Identification Ordinary share ISIN: GB00BD0NBV71
code
b) Nature of the Grant of options over ordinary
transaction shares to Directors
---- -------------------------- ----------------------------------------
c) Price(s) and volume(s)
---- ---------------------- -------------
Price(s) Volume(s)
---- ---------------------- -------------
Exercise price:
1.8 pence 3,000,000
------------------------------------------------------ -------------
d) Aggregated information
----
- Aggregated volume NA
- Price
e) Date of the transaction 28 July 2017
---- -------------------------- ----------------------------------------
f) Place of the transaction Outside a trading venue
---- -------------------------- ----------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHUWUKRBUABURR
(END) Dow Jones Newswires
July 28, 2017 05:30 ET (09:30 GMT)
Thor Energy (LSE:THR)
Historical Stock Chart
From Jun 2024 to Jul 2024
Thor Energy (LSE:THR)
Historical Stock Chart
From Jul 2023 to Jul 2024