Smiths Group PLC Holding(s) in Company (9673U)
October 30 2017 - 7:00AM
UK Regulatory
TIDMSMIN
RNS Number : 9673U
Smiths Group PLC
30 October 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
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1a. Identity of the issuer or the
underlying issuer of existing shares Smiths Group Plc
to which voting rights are attached:
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Details of person subject to the notification obligation
Name Ameriprise Financial, Inc. and its
group
City and country of registered office Minneapolis, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.)
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Name American Enterprise Investment Services
BNP Paribas Nominees Pty Limited
Cede & Co
Chase Nominees Ltd
HSBC Global Custody Nominees (UK)
Ltd
Nortrust Nominees LTD
Roy Nominees
State Street Nominees Limited
The Bank Of New York ( Nominees )
Limited
Vidacos Nominees Ltd
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City and country of registered office
(if applicable)
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5. Date on which the threshold was 25(th) October 2017
crossed or reached:
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6. Date on which issuer notified (DD/MM/YYYY): 27(th) October 2017
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7. Total positions of person(s) subject to the notification obligation
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% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer
of 8. A) (total of 8.B
1 + 8.B 2)
------------------------ ------------------ ------------------- -------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 19,722,137 0 19,722,137 395,663,914
------------------------ ------------------ ------------------- -------------- ------------------
Position of
previous notification
(if
applicable) 19,842,024 0 19,842,024
------------------------ ------------------ ------------------- -------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
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A: Voting rights attached to shares
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Class/type of Number of voting rights % of voting rights
shares
ISIN code (if
possible)
---------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------------- -------------------- ------------------------- --------------------- ---------------------
GB00B1WY2338 152,327 19,560,525 0.038% 4.945%
--------------------- -------------------- ------------------------- --------------------- ---------------------
US83238P2039 9,285 0.002%
--------------------- -------------------- ------------------------- --------------------- ---------------------
SUBTOTAL 8. A 19,722,137 4.985%
--------------------- ----------------------------------------------- --------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be acquired if
the instrument
is
exercised/converted.
--------------------- -------------------- ------------------------- --------------------- ---------------------
SUBTOTAL 8. B 1
------------------------- --------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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SUBTOTAL 8.B.2
--------------------- --------------------- ---------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary)
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Name % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
------------------------------- -------------------------- ----------------------- ------------------------
Ameriprise Financial, % % %
Inc.
------------------------------- -------------------------- ----------------------- ------------------------
Ameriprise International % % %
Holdings GmbH
------------------------------- -------------------------- ----------------------- ------------------------
Threadneedle Asset % % %
Management Holdings
SARL
------------------------------- -------------------------- ----------------------- ------------------------
Threadneedle Holdings % % %
Limited
------------------------------- -------------------------- ----------------------- ------------------------
TAM UK Holdings % % %
Limited
------------------------------- -------------------------- ----------------------- ------------------------
Threadneedle Asset % % %
Management Holdings
Limited
------------------------------- -------------------------- ----------------------- ------------------------
TC Financing Limited % % %
------------------------------- -------------------------- ----------------------- ------------------------
Threadneedle Asset % % %
Management Limited
------------------------------- -------------------------- ----------------------- ------------------------
Ameriprise Financial, % % %
Inc.
------------------------------- -------------------------- ----------------------- ------------------------
Columbia Management % % %
Investment Advisers,
LLC
------------------------------- -------------------------- ----------------------- ------------------------
Ameriprise Financial, % % %
Inc.
------------------------------- -------------------------- ----------------------- ------------------------
AMPF % % %
Holding Corporation
------------------------------- -------------------------- ----------------------- ------------------------
Ameriprise Financial % % %
Services, Inc.
------------------------------- -------------------------- ----------------------- ------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder N/A
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The number and % of voting rights N/A
held
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The date until which the voting rights N/A
will be held
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11. Additional information
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Threadneedle Asset Management Limited is wholly owned by TC Financing
Limited, which is itself wholly owned by Threadneedle Asset Management
Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited,
which is itself wholly owned by Threadneedle Holdings Limited, which
is itself wholly owned by Threadneedle Asset Management Holdings SARL,
which is itself wholly owned by Ameriprise International Holdings GmbH,
which is itself wholly owned by Ameriprise Financial, Inc.
Columbia Management Investment Advisers, LLC, is wholly owned by Ameriprise
Financial, Inc.
Ameriprise Financial Services, Inc. is wholly owned by AMPF Holding Corporation,
which is itself wholly owned by Ameriprise Financial, Inc.
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Place of completion Swindon, UK
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Date of completion 27/10/2017
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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