SourceBio International PLC Holding(s) in Company (2112G)
November 11 2022 - 12:27PM
UK Regulatory
TIDMSBI
RNS Number : 2112G
SourceBio International PLC
11 November 2022
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the SourceBio International Plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Richard Griffiths and controlled
undertakings
City and country of registered office St Helier, Jersey
(if applicable)
4. Full name of shareholder(s) (if different from 3) (v)
Name
--------------------------------------------
City and country of registered office
(if applicable)
--------------------------------------------
5. Date on which the threshold was 10 November 2022
crossed or reached (vi) :
--------------------------------------------
6. Date on which issuer notified 11 November 2022
(DD/MM/YYYY):
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 7.68% 0.00% 7.68% 5,700,000
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 6.74% 0.00% 6.74%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
Ordinary
GB00BD5JMP10 5,700,000 7.68%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8.
A 5,700,000 7.68%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B
1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date (x) Conversion or cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL
8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
---------------- ----------------------- -----------------------
Richard Griffiths 3.26% 3.26%
---------------- ----------------------- -----------------------
Sarossa Plc 0.83% 0.83%
---------------- ----------------------- -----------------------
Cream Capital Limited 2.48% 2.48%
---------------- ----------------------- -----------------------
Adams Plc 0.17% 0.17%
---------------- ----------------------- -----------------------
Ora Ventures Limited 0.94% 0.94%
---------------- ----------------------- -----------------------
Total 7.68% 7.68%
---------------- ----------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder NA
------------------------------------------------
The number and % of voting rights held NA
------------------------------------------------
The date until which the voting rights will NA
be held
------------------------------------------------
11. Additional information (xvi)
Place of completion St Helier, Jersey
Date of completion 11 November 2022
------------------
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END
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