Sarossa PLC Holding(s) in Company (9457T)
July 23 2015 - 10:49AM
UK Regulatory
TIDMSARS
RNS Number : 9457T
Sarossa PLC
23 July 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying Sarossa Plc
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please Increase due to company share buyback program X
specify):
------------------ --------------------------------------------------------- -------
3. Full name of person(s) subject David H Richardson
to the
notification obligation: (iii)
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4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------ ------------------------------------------
5. Date of the transaction and date 20-23 July 2015
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 23 July 2015
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7. Threshold(s) that is/are crossed > 3%
or
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ---------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- -------------- ------------------ ------------- ------------------------ -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- --- ------- ------ ----- --- ------------- ------------- --------- -------------- -------------
JE00BKWBZV64 < 3% < 3% 20,369,090 20,369,090 3.75%
-------------- ------------------ ------------- ------------- --------- -------------- -------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- --------------- ------------------------------ ----------------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- ------------ ------------- ------------------ ----------------------------- ------------------------
Nominal Delta
---------------- ------------ ------------- ------------------ ----------------------------- ------------ ----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
--------------------------------------------------------------- ---------------------------------------------------------
20,369,090 3.75%
--------------------------------------------------------------- ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease
to hold:
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12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information:
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14. Contact name: David H Richardson
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15. Contact telephone number: 07700769555
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Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
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Full name
(including legal form of legal entities)
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Contact address
(registered office for legal entities)
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Phone number & email
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Other useful information
(at least legal representative for
legal persons)
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B: Identity of the notifier, if applicable
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Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
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C: Additional information
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For notes on how to complete form TR-1 please see the FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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