SQN Asset Finance Income Fund Ltd Holding(s) in Company (3342P)
November 16 2016 - 6:00AM
UK Regulatory
TIDMSQN TIDMRAT
RNS Number : 3342P
SQN Asset Finance Income Fund Ltd
16 November 2016
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------------
1. Identity of the issuer or SQN Asset Finance Income
the underlying issuer Fund Limited
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights ü
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ---------------------------------
Other (please
specify):
--------------------------------------------------- ------- ---------------------------------
3. Full name of person(s) RATHBONE BROTHERS PLC
subject to the
notification obligation:
(iii)
----------------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) RATHBONE BROTHERS PLC
(if different from 3.):(iv) Rathbone Investment Management
Ltd
Rathbones Investment Management
International Limited
Rathbone Unit Trust Management
Limited
----------------------------------------------------- ----------------------------------------
5. Date of the transaction 14(th) November 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------- ----------------------------------------
6. Date on which issuer 16(th) November 2016
notified:
----------------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are Over 5%
crossed or
reached: (vi, vii)
----------------------------------------------------- ----------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------- -------------- --------- ------------ ------------ -----------
GG00BN56JF17 19,353,592 N/A 19,353,592* N/A 5.41%
-------------- --------- ------------ ------------ -----------
Ordinary
NPV GBP 15,027,742 15,027,742
------------- ---------------- ----------------- ------------ ------- ------------ -------- ---------
*Please note, a purchase of 4m+ shares was made in this
security yesterday.
----------------------------------------------------------------------------------------------------------------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- --------------------------------- ------------------------- ---------------------
N/A N/A N/A N/A N/A
----------------- -------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- --------------- ---------------- ------------------------- -----------------------
N/A N/A N/A N/A N/A Nominal Delta
--------------- -------------- --------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
19,353,592 5.41%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------
RATHBONE BROTHERS PLC*
Rathbone Investment Management Ltd 3.5456%
Rathbones Investment Management International Limited
0.036%
Rathbones Unit Trust Management Limited 1.8288%
* Rathbone Brothers Plc is the holding company of the
following.
Proxy Voting:
-----------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- --------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- --------------------------
Total voting rights used
13. Additional information: as a denominator:
357,707,507
------------------------------------------------------------- --------------------------
14. Contact name: Simon Walker - Compliance
Department
------------------------------------------------------------- --------------------------
15. Contact telephone number: 0151 236 6666
------------------------------------------------------------- --------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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