Rathbone Brothers Rathbone Brothers Plc : Holding(s) In Company
October 25 2016 - 6:34AM
UK Regulatory
TIDMRAT
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: (ii) Rathbone Brothers
2 Reason for the notification (please tick the appropriate
box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation: (iii) Mawer Investment Management Ltd.
4. Full name of shareholder(s)
(if different from 3.):(iv)
5. Date of the transaction and date on
which the threshold is crossed or
reached: (v) October 20, 2016
6. Date on which issuer notified: October 24, 2016
7. Threshold(s) that is/are crossed or
reached: (vi, vii) 5%
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of
shares Situation previous
if possible using to the triggering
the ISIN CODE transaction Resulting situation after the triggering transaction
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights (x)
Direct Direct (xi) Indirect (xii) Direct Indirect
2,289,995
GB0002148343 2,289,995 3,071,880 3,071,880 6.07%
Ordinary Shares
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Number of voting
rights that may be
acquired if the
Type of financial Expiration Exercise/ instrument is % of voting
instrument date (xiii) Conversion Period (xiv) exercised/ converted. rights
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Conversion
instrument Exercise price date (xvii) period (xviii) Number of voting rights instrument refers to % of voting rights (xix, xx)
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
3,071,880 6.07%
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
Proxy Voting:
10. Name of the proxy holder: Mawer Investment Management Ltd.
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
David Ragan
Director, Portfolio Manager
14. Contact name: Mawer Investment Management Ltd.
15. Contact telephone number: 403-267-1965
Note: Annex should only be submitted to the FSA not
the issuer
Annex: Notification of major interests in shares(xxii)
A: Identity of the persons or legal entity subject
to the notification obligation
Full name Mawer Investment Management Ltd.
(including legal form of legal entities)
Contact address 600, 517 - 10(th) Avenue S.W., Calgary, Alberta, Canada
(registered office for legal entities) T2R 0A8
Phone number & email 403-262-4673, info@mawer.com
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name David Ragan
Contact address 600, 517 - 10(th) Avenue S.W., Calgary, Alberta, Canada
T2R 0A8
Phone number & email 403-267-1965, dragan@mawer.com
Other useful information Director, Portfolio Manager
(e.g. functional relationship with the person or legal Mawer Investment Management
entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see
the FSA website.
This announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Rathbone Brothers Plc via Globenewswire
http://www.rathbones.com/
(END) Dow Jones Newswires
October 25, 2016 06:34 ET (10:34 GMT)
Copyright (c) 2016 Dow Jones & Company, Inc.
Rathbones (LSE:RAT)
Historical Stock Chart
From Jun 2024 to Jul 2024
Rathbones (LSE:RAT)
Historical Stock Chart
From Jul 2023 to Jul 2024
