SQN Asset Finance Income Fund Ltd Holding(s) in Company (2183N)
January 27 2016 - 11:55AM
UK Regulatory
TIDMSQN TIDMRAT
RNS Number : 2183N
SQN Asset Finance Income Fund Ltd
27 January 2016
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------------
1. Identity of the issuer or SQN Asset Finance Income
the underlying issuer Fund Limited
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights ü
(issue of C shares)
------------------------------------------------------------ ---------------------------------
Other (please
specify):
--------------------------------------------------- ------- ---------------------------------
3. Full name of person(s) RATHBONE BROTHERS PLC
subject to the
notification obligation:
(iii)
----------------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) RATHBONE BROTHERS PLC
(if different from 3.):(iv) Rathbone Investment Management
Ltd
Rathbones Investment Management
International Limited
Rathbone Investment Management
International Strategies Fund
Rathbone Unit Trust Management
Limited
----------------------------------------------------- ----------------------------------------
5. Date of the transaction 9(th) November 2015
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------- ----------------------------------------
6. Date on which issuer 27(th) January 2016
notified:
----------------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are Under 5%
crossed or
reached: (vi, vii)
----------------------------------------------------- ----------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ---------------- -------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ -------------- --------- ------------- ------------ -----------
GG00BN56JF17 9,524,366 N/A 9,524,366 N/A 2.65%
-------------- --------- ------------- ------------ -----------
Ordinary
NPV GBP 10,116,381 10,116,381
------------- ---------------- ---------------- ------------ ------- ------------- -------- ---------
GG00BZ184P04
Ordinary
NPV USD 0 0 3,444,385 N/A 3,444,385 N/A 0.96%
------------- ---------------- ---------------- -------------- --------- ------------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- -------------------------------- -------------------------- ---------------------
N/A N/A N/A N/A N/A
----------------- -------------- -------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- -------------- ---------------- -------------------------- -----------------------
N/A N/A N/A N/A N/A Nominal Delta
--------------- -------------- -------------- ---------------- -------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -----------------------------------------------------------------
12,968,751 3.61%
--------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------
RATHBONE BROTHERS PLC*
Rathbone Investment Management Ltd 1.7947%
Rathbones Investment Management International Limited
0.0399%
Rathbone Investment Management International Strategies
Fund 0.3430%
Rathbones Unit Trust Management Limited 1.4350%
* Rathbone Brothers Plc is the holding company of the
following.
Proxy Voting:
------------------------------------------------------------------------------------------
10. Name of the proxy holder:
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