TIDMPRTC

RNS Number : 4025T

PureTech Health PLC

17 July 2015

Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Please complete all relevant boxes should in block capital letters.

 
                                                     State whether the notification 
                                                      relates to (i) a transaction 
                                                      notified in accordance 
                                                      with DTR 3.1.2 R, (ii) 
                                                      a disclosure made in accordance 
                                                      with section 793 of the 
                                                      Companies Act 2006, or 
                                                      (iii) in accordance with 
                                                      paragraph 26 of the Model 
       Name of the issuer                             Code 
 1.     PURETECH HEALTH PLC                    2.     DTR 3.1.2 R 
                                                     State whether notification 
                                                      relates to a person connected 
                                                      with a person discharging 
                                                      managerial responsibilities/director 
                                                      named in 3 and identify 
                                                      the connected person 
                                                      NOTIFICATION RELATES TO 
       Name of person discharging                     ZOHAR LLC, A PERSON CONNECTED 
        managerial responsibilities/director          WITH THE DIRECTOR NAMED 
 3.     DAPHNE ZOHAR                           4.     IN 3 
      --------------------------------------  ----  -------------------------------------- 
       Indicate whether the notification 
        is in respect of a holding 
        of the person referred                       Description of shares (including 
        to in 3 or 4 above or                         class), debentures or derivatives 
        in respect of a non-beneficial                or financial instruments 
        interest                                      relating to shares 
 5.     ZOHAR LLC                              6.     ORDINARY SHARES 
      --------------------------------------  ----  -------------------------------------- 
                                                     State the nature of the 
                                                      transaction 
                                                      PRIOR TO, AND IN CONNECTION 
                                                      WITH THE OVER ALLOTMENT 
                                                      ARRANGEMENTS ENTERED INTO 
                                                      IN CONNECTION WITH THE 
                                                      INITIAL PUBLIC OFFERING 
                                                      AND ADMISSION TO LISTING 
                                                      OF THE COMPANY'S SHARES, 
                                                      ZOHAR LLC MADE A LOAN OF 
                                                      10,139,943 ORDINARY SHARES 
                                                      TO JEFFERIES INTERNATIONAL 
                                                      LIMITED ON 24 JUNE 2015. 
                                                      THE TRANSACTION THE SUBJECT 
       Name of registered shareholders(s)             OF THIS NOTIFICATION IS 
        and, if more than one,                        THE RE-DELIVERY OF THOSE 
        the number of shares held                     SHARES BY JEFFERIES INTERNATIONAL 
        by each of them                               (NOMINEES) LIMITED TO ZOHAR 
 7.     ZOHAR LLC                              8.     LLC. 
      --------------------------------------  ----  -------------------------------------- 
                                                     Percentage of issued class 
                                                      acquired (treasury shares 
                                                      of that class should not 
                                                      be taken into account when 
       Number of shares, debentures                   calculating percentage) 
        or financial instruments                      SHARES REPRESENTING 4.27% 
        relating to shares acquired                   OF THE ISSUED ORDINARY 
        10,139,943 ORDINARY SHARES                    SHARES OF THE ISSUER WERE 
        WERE RETURNED TO ZOHAR                        RETURNED TO ZOHAR LLC BY 
        LLC BY JEFFERIES INTERNATIONAL                JEFFERIES INTERNATIONAL 
        (NOMINEES) LIMITED UNDER                      (NOMINEES) LIMITED UNDER 
 9.     THE STOCK LOAN ARRANGEMENTS            10.    THE STOCK LOAN ARRANGEMENTS 
      --------------------------------------  ----  -------------------------------------- 
                                                     Percentage of issued class 
                                                      disposed (treasury shares 
       Number of shares, debentures                   of that class should not 
        or financial instruments                      be taken into account when 
        relating to shares disposed                   calculating percentage) 
 11.    N/A                                    12.    N/A 
      --------------------------------------  ----  -------------------------------------- 
       Price per share or value 
        of transaction                               Date and place of transaction 
 13.    NIL                                    14.    3 JULY 2015 
      --------------------------------------  ----  -------------------------------------- 
       Total holding following 
        notification and total 
        percentage holding following 
        notification (any treasury 
        shares should not be taken 
        into account when calculating                Date issuer informed of 
        percentage)                                   transaction 
 15.    11,890,157 - 5.01%                     16.    16 JULY 2015 
      --------------------------------------  ----  -------------------------------------- 
 

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes:

 
                                                Period during which or 
 17.   Date of grant                      18.    date on which exercisable 
       Total amount paid (if                    Description of shares or 
        any) for grant of the                    debentures involved (class 
 19.    option                            20.    and number) 
      ---------------------------------  ----  ---------------------------- 
       Exercise price (if fixed                 Total number of shares 
        at time of grant) or indication          or debentures over which 
        that price is to be fixed                options held following 
 21.    at the time of exercise           22.    notification 
      ---------------------------------  ----  ---------------------------- 
 
 
                                          Name of contact and telephone 
                                           number for queries 
       Any additional information          STEPHEN MUNIZ / (+1) 617 
 23.    N/A                         24.    482 2333 
 
 
 Name of authorised officer of issuer responsible for making 
  notification 
  STEPHEN MUNIZ, EXECUTIVE VICE PRESIDENT, LEGAL, FINANCE 
  AND OPERATIONS 
  Date of notification: 17 JULY 2015 
 

This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).

1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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