JPMorgan Securities Plc Form 8.5 (EPT/RI)- Melrose Industries plc (3895J)
March 29 2018 - 4:59AM
UK Regulatory
TIDMMRO
RNS Number : 3895J
JPMorgan Securities Plc
29 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
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(b) Name of offeror/offeree in relation to whose relevant Melrose Industries plc
securities this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal Corporate Broker and Financial Advisor to GKN Plc
trader is connected:
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(d) Date dealing undertaken: 28 March 2018
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(e) In addition to the company in 1(b) above, is the exempt GKN Plc
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received (GBP) paid/received (GBP)
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary Shares Purchases 4,345,755 2.2400 2.2060
Sales 5,207,628 2.2420 2.2070
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(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary Shares Equity Swaps Long 500,000 2.2131
27,099 2.2189
5,152 2.2190
3,475 2.2194
3,693 2.2203
2,686 2.2207
10,232 2.2209
1,651 2.2212
5,992 2.2217
6,263 2.2222
117,684 2.2236
2,696 2.2238
378,117 2.2240
4,947 2.2249
49,986 2.2256
355,654 2.2260
19,601 2.2274
7,782 2.2276
5,443 2.2279
5,316 2.2280
1,499 2.2318
135,891 2.2329
5,732 2.2350
Short 1,444 2.2071
5,420 2.2114
3,788 2.2124
11,308 2.2129
1,448 2.2151
8,408 2.2199
7,072 2.2202
53,665 2.2226
175,702 2.2227
408 2.2231
23,361 2.2235
16,471 2.2244
8,597 2.2252
74,712 2.2254
48,558 2.2257
26,707 2.2268
11,229 2.2326
308,702 2.2330
35,613 2.2331
8,380 2.2332
862 2.2350
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit (GBP)
relates etc.
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(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit (GBP)
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion (GBP)
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure: 29 March 2018
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Contact name: Alwyn Basch
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Telephone number: 020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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