TIDMMRO
FORM 8.5 (EPT/NON-RI)
AMENDMENT TO SALES AND PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree MELROSE INDUSTRIES PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the GKN PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 20 March 2018
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures GKN PLC
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 48/7p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 5,481,777 0.28% 15,474,407 0.80%
controlled:
(2) Cash-settled
derivatives:
12,289,513 0.63% 5,319,001 0.27%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/sell:
(4)
TOTAL: 17,771,290 0.91% 20,793,408 1.07%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
48/7p Purchase 1,172,264 2.2524 GBP 2.2292 GBP
ordinary
48/7p Sale 4,219,845 2.2560 GBP 2.2234 GBP
ordinary
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
48/7p ordinary CFD Long 4 2.2375 GBP
48/7p ordinary CFD Long 6 2.2366 GBP
48/7p ordinary CFD Long 8 2.2362 GBP
48/7p ordinary SWAP Long 558 2.2450 GBP
48/7p ordinary SWAP Long 600 2.2363 GBP
48/7p ordinary CFD Long 1,177 2.2493 GBP
48/7p ordinary SWAP Long 1,666 2.2423 GBP
48/7p ordinary CFD Long 5,601 2.2422 GBP
48/7p ordinary CFD Long 7,488 2.2560 GBP
48/7p ordinary CFD Long 10,621 2.2480 GBP
48/7p ordinary CFD Long 14,982 2.2392 GBP
48/7p ordinary SWAP Long 15,286 2.2483 GBP
48/7p ordinary SWAP Long 15,490 2.2360 GBP
48/7p ordinary CFD Long 31,188 2.2407 GBP
48/7p ordinary CFD Long 37,558 2.2386 GBP
48/7p ordinary SWAP Long 50,000 2.2410 GBP
48/7p ordinary CFD Long 53,638 2.2494 GBP
48/7p ordinary SWAP Long 53,638 2.2494 GBP
48/7p ordinary SWAP Long 80,479 2.2437 GBP
48/7p ordinary CFD Long 159,894 2.2365 GBP
48/7p ordinary SWAP Long 323,047 2.2435 GBP
48/7p ordinary CFD Long 2,747,500 2.2408 GBP
48/7p ordinary SWAP Expires Long 2,747,500 2.2408 GBP
21/03/2020
48/7p ordinary CFD Short 254 2.2300 GBP
48/7p ordinary CFD Short 397 2.2292 GBP
48/7p ordinary CFD Short 445 2.2524 GBP
48/7p ordinary CFD Short 908 2.2378 GBP
48/7p ordinary SWAP Short 8,600 2.2353 GBP
48/7p ordinary SWAP Short 10,000 2.2357 GBP
48/7p ordinary CFD Short 12,392 2.2360 GBP
48/7p ordinary CFD Short 13,093 2.2474 GBP
48/7p ordinary CFD Short 22,671 2.2352 GBP
48/7p ordinary SWAP Short 24,160 2.2386 GBP
48/7p ordinary CFD Short 33,059 2.2322 GBP
48/7p ordinary CFD Short 73,809 2.2409 GBP
48/7p ordinary SWAP Short 76,650 2.2430 GBP
48/7p ordinary CFD Short 78,719 2.2493 GBP
48/7p ordinary SWAP Short 80,511 2.2335 GBP
48/7p ordinary CFD Short 125,000 2.2552 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 27 Mar 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20180327005673/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
March 27, 2018 07:34 ET (11:34 GMT)
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