Lombard Risk Management PLC Holding(s) in Company (0552D)
April 24 2017 - 2:01AM
UK Regulatory
TIDMLRM
RNS Number : 0552D
Lombard Risk Management PLC
24 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------
1. Identity of the issuer or Lombard Risk Management
the underlying issuer PLC
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ ------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ------------------------
Other (please
specify):
---------------------------------------------------------- ------------------------
3. Full name of person(s) Richard Edgar Sneller
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -------------------------
5. Date of the transaction 21st April 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------
6. Date on which issuer 21st April 2017
notified:
----------------------------------------------------------- -------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 3%
----------------------------------------------------------- -------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- ------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ------------ ------------ -----------
GB00B030JP46 12,000,000 12,000,000 12,500,000 12,500,000 3.15%
------------- --------------- --------------- ------------- ------------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ ----------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- --------------- ----------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- --------------- ----------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
12,500,000 3.15%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- ----------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- ----------------
13. Additional information:
------------------------------------------------------------- ----------------
14. Contact name: Richard Sneller
------------------------------------------------------------- ----------------
15. Contact telephone number: 0131 275 2198
------------------------------------------------------------- ----------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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