Credit Suisse Securities (Eur) Ltd Form 8.5 (EPT/NON-RI) - G4S plc (4404S)
March 16 2021 - 7:49AM
UK Regulatory
TIDMGFS
RNS Number : 4404S
Credit Suisse Securities (Eur) Ltd
16 March 2021
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Credit Suisse Securities (Europe) Limited
(b) Name of offeror/offeree in relation G4S PLC
to whose relevant securities this
form relates: Use a separate form
for each offeror/offeree
------------------------------------------------
(c) Name of the party to the offer In the same group as advisor to Allied Universal
with which exempt principal trader Security Services LLC
is connected:
------------------------------------------------
(d) Date position held/dealing undertaken: 15-Mar-2021
For an opening position disclosure,
state the latest practicable date
prior to the disclosure
------------------------------------------------
(e) In addition to the company in N/A
1(b) above, is the exempt principal If YES, specify which:
trader making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
------------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary Shares
Interests Short positions
------------- -----------------
Number % Number %
------ ----- --------- ------
(1) Relevant securities
owned and/or controlled: 0 0.00% 0 0.00%
------ ----- --------- ------
(2) Cash-settled derivatives: 0 0.00% 0 0.00%
------ ----- --------- ------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0.00% 0 0.00%
------ ----- --------- ------
TOTAL: 0 0.00% 0 0.00%
------ ----- --------- ------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in
relation to which subscription
right exists:
Details, including nature of
the rights concerned and relevant
percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number Highest price per Lowest price per unit paid/received
security of securities unit paid/received
Ordinary Shares Purchase 2,319,956 2.43 GBP 2.41 GBP
---------------- -------------- ------------------- -----------------------------------
Ordinary Shares Sale 2,319,956 2.43 GBP 2.43 GBP
---------------- -------------- ------------------- -----------------------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing securities
a long/short position,
increasing/reducing
a long/short position
0 0.00
---------------------------------------------------------------- ------------------- --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise price Type e.g. Expiry date Option money
of relevant description purchasing, of securities per unit American, paid/ received
security e.g. call selling, to which European per unit
option varying option etc.
etc. relates
0 0.00 0.00
------------------------------------------- -------------- -------------- ---------- ----------- --------------
(ii) Exercise
Class of relevant Product description Exercising/ Number of securities Exercise price per unit
security e.g. call option exercised
against
0 0.00
---------------------------------------------------- -------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if applicable)
security e.g. subscription,
conversion
0.00
------------------------------------------------ ------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are
no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting
rights or future acquisition or disposal of any relevant securities to which any derivative
is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16-Mar-2021
Contact name: Anthony Allen / Paul MacDonald
------------------------------
Telephone number: 0207 888 5416 / 8548
------------------------------
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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