Capricorn Energy PLC Holding(s) in Company (2991Z)
January 10 2024 - 11:22AM
UK Regulatory
TIDMCNE TIDM42SB
RNS Number : 2991Z
Capricorn Energy PLC
10 January 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or
disposal of financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
=========================== ==============================
Goldman Sachs & Co. LLC New York United States of America
=========================== ==============================
5. Date on which the threshold was crossed or reached
08-Jan-2024
6. Date on which Issuer notified
10-Jan-2024
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 9.602846 7.996013 17.598859 16489598
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 4.536035 13.050641 17.586676
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BRJ7R218 8997576 9.602846
====================== ====================== ====================== ======================
Sub Total 8.A 8997576 9.602846%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Securities Lending Open 3892500 4.154350
============================================ ======================== ==================
Sub Total 8.B1 3892500 4.154350%
======================== ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Swap 11-Mar-2024 Cash 2889449 3.083823
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 260948 0.278502
====================================== ================= ================== ==================
Swap 15-Dec-2033 Cash 236318 0.252216
====================================== ================= ================== ==================
Swap 20-Jun-2033 Cash 66436 0.070905
====================================== ================= ================== ==================
Swap 26-Oct-2026 Cash 38597 0.041193
====================================== ================= ================== ==================
Swap 07-Mar-2029 Cash 29894 0.031905
====================================== ================= ================== ==================
Swap 13-Jan-2033 Cash 28819 0.030757
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 26782 0.028584
====================================== ================= ================== ==================
Swap 21-Jun-2033 Cash 8526 0.009100
====================================== ================= ================== ==================
Swap 09-Jan-2034 Cash 7188 0.007671
====================================== ================= ================== ==================
Swap 08-Dec-2033 Cash 3640 0.003885
====================================== ================= ================== ==================
Swap 20-Jun-2033 Cash 2925 0.003122
====================================== ================= ================== ==================
Sub Total 8.B2 3599522 3.841663%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
The Goldman Sachs
Group, Inc. (Chain
1)
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs (UK)
1) L.L.C. 9.571414 4.912056 14.483471%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs Group
1) UK Limited 9.571414 4.912056 14.483471%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs
1) International 9.571414 4.912056 14.483471%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain
2)
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs & Co.
2) LLC 0.031432 3.083823 3.115255%
======================= ===================== ===================== ======================
The Goldman Sachs Group, Inc. (Chain 3)
===================== ===================== ======================
The Goldman Sachs Goldman Sachs Bank
Group, Inc. (Chain USA
3)
======================= ===================== ===================== ======================
The Goldman Sachs Goldman Sachs Bank
Group, Inc. (Chain Europe SE
3)
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded
to 6 decimal places therefore there is a possibility of a rounding
error. General email contact:
gs-regops-emea-position-enquiries@gs.com
12. Date of Completion
10-Jan-2024
13. Place Of Completion
London
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END
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