Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Replacement of Capricorn Energy (4789Y)
September 06 2022 - 9:02AM
UK Regulatory
TIDM59SS TIDMCNE
RNS Number : 4789Y
Morgan Stanley & Co. Int'l plc
06 September 2022
AMMENT(2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this Capricorn Energy plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Capricorn Energy plc
connected:
---------------------------------------
(d) Date dealing undertaken: 02 September 2022
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Tullow Oil Plc
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
21/13p ordinary PURCHASES 120,511 2.3520 GBP 2.2680 GBP
----------------- ------------------------ ----------------------- -----------------------
21/13p ordinary SALES 164,893 2.3540 GBP 2.2880 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
21/13p ordinary CFD increasing a long 7,173 2.3074 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a long 1,030 2.3500 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 610 2.3005 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD increasing a short 310 2.3367 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a long position 7,173 2.3452 GBP
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 823 2.3070 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 4,114 2.3071 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 18 2.3329 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 177 2.3381 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 886 2.3382 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 610 2.3389 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 8,282 2.3437 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 310 2.3487 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 9,995 2.3535 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 2,282 2.3535 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 3,771 2.3540 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 8,658 2.3540 GBP
position
-------------------- ------------------------- ------------------------- ---------------
21/13p ordinary CFD reducing a short 3,495 2.3540 GBP
position
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 06 September 2022
Contact name: Craig Horsley
------------------
Telephone number: +44 141 245-7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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