Barclays PLC Form 8.5 (EPT/NON-RI) Capricorn Energy plc (2954T)
July 21 2022 - 4:38AM
UK Regulatory
TIDMBARC TIDMCNE
RNS Number : 2954T
Barclays PLC
21 July 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
----------------------------------------------------
(b) Name of offeror/offeree in relation to whose CAPRICORN ENERGY
PLC
---------------------
relevant securities this form relates:
-------------------------------- ---------------------------------------------------- ----------- ------
(c) Name of the party to the offer with which Tullow Oil plc
exempt
---------------------
principal trader is connected
-------------------------------- ---------------------------------------------------- ----------- ------
(d) Date position held/dealing undertaken: 20 July 2022
-------------------------------- ---------------------------------------------------- ---------------------
(e) In addition to the company in 1(b) above, YES:
is the exempt principal
trader making disclosures in respect of TULLOW OIL
any other party to the offer? PLC
-------------------------------- ---------------------------------------------------- -------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 21/13p ordinary
-------------------- -------------------
Interests Short Positions
-------------------- -------------------
Number (%) Number (%)
---------------------------------------------------------------- ----------- ------- ----------- ------
(1) Relevant securities
owned
and/or controlled: 7,555,780 2.40% 706,717 0.22%
(2) Cash-settled derivatives:
494,764 0.16% 7,530,368 2.39%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,050,544 2.56% 8,237,085 2.61%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
----------------------------------------------------------------------------- ------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
----------------------------------------------------------------------------- ------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and
sales
------------------ ------------------ ------------ --------------- ---------------
Class of relevant Purchase/sale Total Highest price Lowest price
number per unit per unit
of
security securities paid/received paid/received
21/13p ordinary Purchase 179,892 2.1350 GBP 2.1197 GBP
21/13p ordinary Sale 110,246 2.1360 GBP 2.12 GBP
---------------- -------------- --------------- ---------------
(b) Cash-settled derivative
transactions
---------------- --------------------------------------- ----------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
---------------- -------------- ----------------- ----------- -----------
21/13p ordinary SWAP Decreasing Long 647 2.1221 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Decreasing Long 5,353 2.1327 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 213 2.1260 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 1,000 2.1381 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 1,192 2.1350 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 1,757 2.1323 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 2,469 2.1288 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 3,722 2.1338 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 4,015 2.1287 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 6,698 2.1256 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary CFD Increasing Short 7,369 2.1259 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 7,384 2.1275 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary CFD Increasing Short 7,923 2.1298 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 12,875 2.1264 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 14,830 2.1300 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary CFD Increasing Short 16,473 2.1201 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 18,458 2.1263 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 20,585 2.1262 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 32,393 2.1223 GBP
---------------- ------------------- ----------- -----------
21/13p ordinary SWAP Increasing Short 83,859 2.1212 GBP
---------------- ------------------- ----------- -----------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new
securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------------------------------------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
--------------------------------------------- ------------ -------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 21 Jul 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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