Barclays PLC Form 8.5 (EPT/NON-RI) Capricorn Energy plc (3551S)
July 13 2022 - 6:24AM
UK Regulatory
TIDMBARC TIDMCNE
RNS Number : 3551S
Barclays PLC
13 July 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY
("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
----------------------------------------------------
(b) Name of offeror/offeree in relation to whose CAPRICORN ENERGY
PLC
---------------------
relevant securities this form relates:
------------------------------- ---------------------------------------------------- ----------- ------
(c) Name of the party to the offer with which Tullow Oil plc
exempt
---------------------
principal trader is connected
------------------------------- ---------------------------------------------------- ----------- ------
(d) Date position held/dealing undertaken: 12 July 2022
------------------------------- ---------------------------------------------------- ---------------------
(e) In addition to the company in 1(b) above, YES:
is the exempt principal
trader making disclosures in respect of TULLOW OIL
any other party to the offer? PLC
------------------------------- ---------------------------------------------------- -------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 21/13p ordinary
-------------------- -------------------
Interests Short Positions
-------------------- -------------------
Number (%) Number (%)
--------------------------------------------------------------- ----------- ------- ----------- ------
(1) Relevant securities
owned
and/or controlled: 7,833,181 2.49% 685,291 0.22%
(2) Cash-settled derivatives:
500,764 0.16% 7,826,437 2.48%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,333,945 2.65% 8,511,728 2.70%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
---------------------------------------------------------------------------- ------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
---------------------------------------------------------------------------- ------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
---------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
21/13p ordinary Purchase 77,061 2.1982 GBP 2.1499 GBP
21/13p ordinary Sale 114,683 2.2020 GBP 2.1653 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
---------------- ----------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
---------------- -------------- ----------- ------------ -----------
21/13p ordinary SWAP Decreasing 1,280 2.1960 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 1,455 2.2020 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 3,786 2.1777 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 4,151 2.1981 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 5,076 2.1795 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 5,558 2.1737 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Decreasing 6,172 2.1992 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Decreasing 6,287 2.1653 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 6,833 2.1500 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 9,766 2.1856 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 11,340 2.1838 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 18,457 2.1785 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 21,588 2.1715 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 27,399 2.1760 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 39,735 2.1504 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 1,819 2.1624 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 4,430 2.1967 GBP
Short
---------------- ------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of Product description Exercising/ Number Exercise
relevant exercised against of price per
security securities unit
----------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price
relevant of Dealings per unit
(if
security applicable)
----------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
--------------------------------------------------------------------------------------------- -----------
NONE
----------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
------------------------------------------ ------------ -------------- ----- ------------ -----------
NONE
----------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
------------------------------------------------
Date of disclosure: 13 Jul 2022
Contact name: Large Holdings Regulatory Operations
020 3134
Telephone number: 7213
-------------- ----- ------------ -----------
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