Barclays PLC Form 8.5 (EPT/NON-RI) Capricorn Energy plc (1933S)
July 12 2022 - 7:02AM
UK Regulatory
TIDMBARC TIDMCNE
RNS Number : 1933S
Barclays PLC
12 July 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL
(a) SECURITIES LTD
----------------------------------------------------
Name of offeror/offeree in relation to CAPRICORN ENERGY
(b) whose PLC
------------------------
relevant securities this form relates:
------- ---------------------------------------------------- ---------- ------
Name of the party to the offer with which Tullow Oil plc
(c) exempt
------------------------
principal trader is connected
------- ---------------------------------------------------- ---------- ------
Date position held/dealing undertaken: 11 July 2022
(d)
------- ---------------------------------------------------- ------------------------
In addition to the company in 1(b) above, YES:
(e) is the exempt principal
trader making disclosures in respect of TULLOW OIL PLC
any other party to the offer?
------- ---------------------------------------------------- ------------------ ----
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
Interests and short positions in the relevant securities
(a) of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 21/13p ordinary
-------------------- ------------------
Interests Short Positions
-------------------- ------------------
Number (%) Number (%)
--------------------------------------- ----------- ------- ---------- ------
Relevant securities
(1) owned
and/or controlled: 7,872,708 2.50% 687,196 0.22%
Cash-settled derivatives:
(2)
500,764 0.16% 7,864,059 2.50%
Stock-settled derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,373,472 2.66% 8,551,255 2.71%
Rights to subscribe for new securities (including directors
(b) and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
---------------------------------------------------- ---------------------------------
Details, including nature of the
rights
-------
concerned and relevant percentages:
---------------------------------------------------- ---------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
---------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
21/13p ordinary Purchase 86,171 2.2200 GBP 2.1778 GBP
21/13p ordinary Sale 166,710 2.2240 GBP 2.208 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
---------------- -------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
---------------- -------------- -------------- ------------ -----------
21/13p ordinary SWAP Decreasing 1,657 2.2120 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 3,472 2.2149 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 5,062 2.2205 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 5,579 2.2141 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 8,884 2.2158 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 9,088 2.2151 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 12,235 2.2160 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 13,866 2.2000 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 16,951 2.2143 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 21,537 2.2161 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 25,984 2.2171 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Decreasing 29,373 2.2195 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Increasing 1,085 2.2246 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Increasing 1,104 2.2173 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary CFD Increasing 1,975 2.2097 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Increasing 5,254 2.2211 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary CFD Increasing 5,780 2.2161 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary CFD Increasing 9,580 2.2154 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary CFD Increasing 19,455 2.2200 GBP
Short
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Opening Short 1,398 2.2342 GBP
---------------- ---------------- ------------ -----------
21/13p ordinary SWAP Opening Long 2,806 2.2217 GBP
---------------- ---------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class Product description Exercising/ Number Exercise
of relevant exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
----------------------------------------------------------- -------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 12 Jul 2022
Contact name: Large Holdings Regulatory Operations
020 3134
Telephone number: 7213
-------------- ----- ------------ -----------
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