Morgan Stanley Securities Limited Form 8.5 (EPT/RI) - Balfour Beatty Plc (5102P)
August 19 2014 - 6:01AM
UK Regulatory
TIDMCLLN TIDMBBY
RNS Number : 5102P
Morgan Stanley Securities Limited
19 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form BALFOUR BEATTY PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is CARILLION PLC
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 18 AUGUST 2014
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
------------- ---------------- --------------- -------------------- ---------------
50P ORDINARY PURCHASES 993,293 2.4880 GBP 2.4070 GBP
------------- ---------------- --------------- -------------------- ---------------
50P ORDINARY SALES 1,136,705 2.4880 GBP 2.4070 GBP
------------- ---------------- --------------- -------------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 68,953 2.3283
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 17 2.4300
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 340 2.4330
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 25,000 2.4400
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 180,892 2.4545
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 772 2.4600
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 16,363 2.4701
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 92 2.4735
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 289 2.4735
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 29,028 2.4798
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 124,606 2.4800
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 10,000 2.4800
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 1,977 2.4800
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 17,286 2.4866
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 8,083 2.4866
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 68,953 2.3283
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 47,462 2.4512
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 169,229 2.4586
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 54,182 2.4619
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 58,546 2.4644
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 1,300 2.4665
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 4,200 2.4665
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 35,544 2.4665
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 1 2.4710
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 6,993 2.4769
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 25,369 2.4800
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 17 2.4850
GBP
------------- ------------- ------------------------------- ------------ ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
(ii) Exercising
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 19 AUGUST 2014
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 6578
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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